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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HA

Herbert Aristery Medrano

California·CRD #6400428
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
HA

Herbert Arthur Diamant

Connecticut·CRD #603117
IA Rep

Investment Adviser Rep at DIAMANT ASSET MANAGEMENT, INC.

Experience
49 yrs
States
6
Exams
6
Since
1977
Est. fee
AUM
View profile
HB

Herbert Bolivar

New Jersey·CRD #6741941
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
HC

Herbert Charles Goodrich

California·CRD #2657884
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
31 yrs
States
1
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee
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HC

Herbert Conley Huffman

Pennsylvania·CRD #6176474
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Other
View profile
HE

Herbert Eugene Scruggs Jr.

Utah·CRD #6589573
IA Rep

Investment Adviser Rep at CYNOSURE GROUP, LLC

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50.0M
View profile
HH

Herbert Henry Scheffler

Michigan·CRD #2598646
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
2
Exams
6
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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HH

Herbert H Ludlam

Florida·CRD #6125670
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
HL

Herbert Lee Reed Jr

Florida·CRD #6500272
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
6
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
HL

Herbert L Nichols

Nevada·CRD #347631
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
57 yrs
States
2
Exams
9
Since
1969
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Herbert Madison Ponder

Alabama·CRD #1316764
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
3
Exams
5
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Herbert Mark Friese

Texas·CRD #1629186
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Commission / Flat Fee
View profile
HN

Herbert N Kraus Jr.

Texas·CRD #5813244
IA Rep

Investment Adviser Rep at TEAMWORK FINANCIAL ADVISORS, LLC

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM / Flat Fee
View profile
HR

Herbert Robert Franco III

Utah·CRD #5575090
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
HR

Herbert Rottenberg

New Jersey·CRD #1267466
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
42 yrs
States
2
Exams
4
Since
1984
Est. fee
AUM / Flat Fee
View profile
HR

Herbert R Tanner

Florida·CRD #1285454
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
3
Exams
5
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HW

Herbert Wallace Albin Jr

Washington·CRD #1106869
Dual-registered

Dual-registered at ZEVENBERGEN CAPITAL INVESTMENTS LLC

Experience
27 yrs
States
1
Exams
6
Since
1999
Est. fee
AUM / Other
Minimum
$5.0M
View profile
HW

Herbert Wilmer Findeisen III

Florida·CRD #2668052
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
6
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HG

Hergis Guri

Florida·CRD #6117265
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
HE

H. Erik Sabiers

Idaho·CRD #2130223
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
3
Exams
4
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Herlin Meza

California·CRD #6296379
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
HR

Herlin Reyes Ramos

Maryland·CRD #7543665
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
HA

Herman Alfred Dodson Jr

Pennsylvania·CRD #1266944
Dual-registered

Dual-registered at MACRO ADVISORS, INC.

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Hourly
Minimum
$100k
View profile
HB

Herman Bodine Doughty V

California·CRD #4890912
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
17 yrs
States
1
Exams
3
Since
2009
Fee
AUM / Flat Fee / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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