AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HD

Herman Demetrio Quispe

California·CRD #2300961
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
HD

Herman D Lantz

Ohio·CRD #8185477
IA Rep

Investment Adviser Rep at INTEGRITY ADVISORY SOLUTIONS

States
2
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
HE

Herman Edvin Lall

Kansas·CRD #2706448
IA Rep

Investment Adviser Rep at PCG WEALTH MANAGEMENT

Experience
30 yrs
States
2
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
HF

Herman Federico Ruiz

Michigan·CRD #8011520
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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HG

Herman Gunter III

Florida·CRD #1385603
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
41 yrs
States
1
Exams
5
Since
1985
Fee
AUM / Hourly / Flat Fee / Other
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HG

Herman Gunter IV

Florida·CRD #4392916
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
25 yrs
States
1
Exams
5
Since
2001
Fee
AUM / Hourly / Flat Fee / Other
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HR

Hermann Rojas

California·CRD #4864321
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
9 yrs
States
1
Exams
6
Since
2017
Est. fee
AUM / Hourly / Flat Fee
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HT

Herman Thomas Thompson Jr

Florida·CRD #4863006
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
3
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HT

Herman Tkach

Illinois·CRD #5155443
Dual-registered

Dual-registered at SOLTIS INVESTMENT ADVISORS, LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$750k
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HW

Herman Watson

South Carolina·CRD #5412377
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
HP

Hermogenes Porte Abero Jr

California·CRD #1312402
Dual-registered

Dual-registered at COPPELL ADVISORY SOLUTIONS LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
HD

Hernando De Jesus Ospina

Nevada·CRD #6195918
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
13 yrs
States
2
Exams
6
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
HN

Hernan Nosiglia

California·CRD #4808219
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
19 yrs
States
5
Exams
3
Since
2007
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
View profile
HP

Hernan P Tamayo

Florida·CRD #6517547
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
HR

Herson Royce Labuni Taasin

California·CRD #7425233
IA Rep

Investment Adviser Rep at COPPELL ADVISORY SOLUTIONS LLC

Experience
5 yrs
States
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
HM

Heston Major Terzo

Indiana·CRD #8119007
IA Rep

Investment Adviser Rep at CX INSTITUTIONAL, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Flat Fee
Minimum
$5k
View profile
HB

Hetal Bhanubhai Sethi

North Carolina·CRD #6800799
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
3
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
HD

Heydon David Traub

Massachusetts·CRD #3051205
IA Rep

Investment Adviser Rep at TRAUB CAPITAL MANAGEMENT

Experience
21 yrs
States
2
Exams
1
Since
2005
Est. fee
AUM / Hourly
Minimum
$400k
View profile
HI

Heyneer Ivan Mora

California·CRD #4982590
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
20 yrs
States
7
Exams
3
Since
2006
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
View profile
HA

Hiba Adnan Albasri

Oregon·CRD #8171412
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Fee
AUM / Other
View profile
HC

Hiba Chehab

Michigan·CRD #7294688
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
View profile
HD

Hideyoshi Decarvalho Watanabe

Massachusetts·CRD #5827794
IA Rep

Investment Adviser Rep at CHOATE INVESTMENT ADVISORS

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$10.0M
View profile
HR

Hiedi Rae Hendrickson

Minnesota·CRD #3225547
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HT

Hien Trong Truong

Florida·CRD #5266818
Dual-registered

Dual-registered at NAVY FEDERAL INVESTMENT SERVICES, LLC

Experience
19 yrs
States
7
Exams
3
Since
2007
Est. fee
AUM
Minimum
$50k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1322 | AdvisorFinder