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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HK

Hoang Khoi Minh Ly

Texas·CRD #6864277
IA Rep

Investment Adviser Rep at MANSKE WEALTH MANAGEMENT, LLC

Experience
5 yrs
States
1
Exams
4
Since
2021
Fee
AUM / Flat Fee
View profile
HT

Hoang Tien Phan

Maine·CRD #8039422
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Other
View profile
HN

Hoa Nguyen

Connecticut·CRD #8228753
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
HN

Hoa Nguyen Quynh Phan

California·CRD #8279260
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
HV

Hoang Vinh Nguyen

California·CRD #8181795
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
H(

Hoa (sandra) Ngo Truong

Washington·CRD #2056132
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
36 yrs
States
1
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HT

Hoa Thi Le

New Jersey·CRD #2979168
Dual-registered

Dual-registered at ARAX ADVISORY PARTNERS

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
HM

Hobert Marcus Witt

Florida·CRD #4533105
IA Rep

Investment Adviser Rep at WITT FINANCIAL GROUP, LLC

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$250k
View profile
HB

Holden Bobb

North Carolina·CRD #8285265
IA Rep

Investment Adviser Rep at FRONT PORCH FINANCIAL ADVISORY

States
1
Exams
2
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
HM

Holden Maccrimmon Marshall

Maryland·CRD #7186601
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
HR

Holden Richard Iverson

Utah·CRD #7809312
IA Rep

Investment Adviser Rep at CYNOSURE GROUP, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50.0M
View profile
HC

Holland Church

South Carolina·CRD #7006263
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
HJ

Holland Jamison Slick

North Dakota·CRD #6894947
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HD

Holli Deanna Terry

Texas·CRD #5366197
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Flat Fee
View profile
HJ

Hollie Jo Bonnes

Minnesota·CRD #6878168
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
5
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
HF

Holli Frances Shull

Texas·CRD #5851502
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Holli Marie Grissom

Alabama·CRD #7937158
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
HK

Hollina Kay Wadsworth

Oregon·CRD #7500388
Dual-registered

Dual-registered at HENDERSHOTT WEALTH MANAGEMENT, LLC

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.5M
View profile
HA

Hollis Ann Stuckert

Texas·CRD #1386566
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
37 yrs
States
1
Exams
5
Since
1989
Fee
AUM / Hourly / Flat Fee
View profile
HA

Holly A Hedde

Connecticut·CRD #4661571
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
19 yrs
States
1
Exams
3
Since
2007
Fee
AUM / Hourly / Flat Fee
View profile
HA

Holly Alexis Schwartz

Illinois·CRD #7866127
IA Rep

Investment Adviser Rep at ASSETMARK, INC.

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Flat Fee
View profile
HA

Holly Allison Grube

Louisiana·CRD #4762890
IA Rep

Investment Adviser Rep at CAIN, WATTERS & ASSOCIATES, LLC

Experience
22 yrs
States
2
Exams
1
Since
2004
Fee
AUM / Hourly / Flat Fee
View profile
HA

Holly Ann Gruba

North Dakota·CRD #5988118
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HA

Holly Ann Harvey

Texas·CRD #2905692
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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