AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HA

Holly Ann Kennedy

Iowa·CRD #4220032
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Flat Fee
View profile
HA

Holly Ann Kimsey

Florida·CRD #2517725
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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HA

Holly Ann Lundberg Ms

New York·CRD #1012404
Dual-registered

Dual-registered at CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC

Experience
3 yrs
States
1
Exams
4
Since
2023
Fee
AUM / Other
Minimum
$250k
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HA

Holly Ann Thompson

Florida·CRD #2022174
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
3
Exams
8
Since
1994
Est. fee
AUM / Commission / Flat Fee
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HB

Holly Beall Wallace

New York·CRD #1528082
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
4
Since
1986
Est. fee
AUM / Commission / Flat Fee
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HC

Holly Christina Pickens

Colorado·CRD #7362034
IA Rep

Investment Adviser Rep at J.F. WILLIAMS CO., INC.

Experience
3 yrs
States
2
Exams
1
Since
2023
Fee
AUM / Hourly / Flat Fee
View profile
HC

Holly Crowe Breeden

Oregon·CRD #6365891
IA Rep

Investment Adviser Rep at FORT VANCOUVER INVESTMENT MANAGEMENT, LLC

Experience
12 yrs
States
3
Exams
1
Since
2014
Fee
AUM / Hourly
Minimum
$500k
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HD

Holly Diane Gooch

Oklahoma·CRD #6994400
Dual-registered

Dual-registered at FOURPATH CAPITAL MANAGEMENT, LLC

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
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HD

Holly Durdel

Illinois·CRD #4155910
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
3
Exams
7
Since
2001
Est. fee
AUM / Commission / Flat Fee
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HE

Holly E Holmes

New Jersey·CRD #4956913
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
3
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
HE

Holly Eileen Swihart

Indiana·CRD #4601872
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
1
Exams
6
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HE

Holly E Maclean

Florida·CRD #4312682
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
1
Exams
7
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
HE

Holly E Powell

Florida·CRD #2276669
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
15 yrs
States
3
Exams
1
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
HH

Holly Harben Swan

Massachusetts·CRD #6942443
Dual-registered

Dual-registered at ALLSPRING FUNDS MANAGEMENT, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Performance-based
Minimum
$50k
View profile
HH

Holly Huddleson

Oregon·CRD #8021446
IA Rep

Investment Adviser Rep at HUMAN INVESTING

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Hourly / Flat Fee
View profile
HJ

Holly J Keefe

Florida·CRD #4894421
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
1
Exams
7
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
HK

Holly Kaye Valinotti

New York·CRD #2701136
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
4
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
HK

Holly K Traegner

Ohio·CRD #4468953
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
HL

Holly Lauren Gage

Texas·CRD #7414885
IA Rep

Investment Adviser Rep at THE CLARUS GROUP

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Flat Fee / Other
View profile
HL

Holly Leigh Brower

Texas·CRD #3121784
Dual-registered

Dual-registered at 1836 ASSET MANAGEMENT, LLC

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
HL

Holly Linnea Geer

Connecticut·CRD #6236629
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Flat Fee
View profile
HM

Holly Marie Hare

Connecticut·CRD #6883582
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
3
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Holly Marie Wharton

Indiana·CRD #5402724
Dual-registered

Dual-registered at NORTHWEST FINANCIAL SERVICES INC

Experience
10 yrs
States
1
Exams
2
Since
2016
Est. fee
AUM / Flat Fee
View profile
HM

Holly Marie Workman

Florida·CRD #5413543
Dual-registered

Dual-registered at CERTUITY, LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Flat Fee / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1326 | AdvisorFinder