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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JF

James F Boyle III

New Jersey·CRD #5203860
Dual-registered

Dual-registered at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Flat Fee
View profile
JF

James F Devins III

Illinois·CRD #1034140
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
44 yrs
States
2
Exams
6
Since
1982
Est. fee
AUM / Flat Fee
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JF

James F Ellison

Texas·CRD #6945634
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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JF

James Ferrell Obrien

Nebraska·CRD #5623739
Dual-registered

Dual-registered at WEALTHPLAN INVESTMENT MANAGEMENT LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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JF

James Ferrill Davenport

California·CRD #5059077
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
14 yrs
States
2
Exams
2
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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JF

James F Ferrare

Connecticut·CRD #1557895
IA Rep

Investment Adviser Rep at PINNACLE ASSOCIATES, LTD.

Experience
24 yrs
States
2
Exams
1
Since
2002
Est. fee
AUM / Flat Fee
Minimum
$1.0M
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JF

James Figurelli

New Jersey·CRD #8020622
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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JF

James Finch

Pennsylvania·CRD #8151872
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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JF

James Finnegan

New York·CRD #8083991
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
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JF

James Fitzcharles V

Colorado·CRD #6499401
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
4
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
JF

James F Keller

Texas·CRD #4394047
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JF

James F Kirkpatrick III

North Carolina·CRD #4406994
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
JF

James Fletcher

California·CRD #1230878
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
1
Exams
9
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
JF

James F Moriarty

Connecticut·CRD #5374723
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
3
Exams
4
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
JF

James F O'Sullivan

District Of Columbia·CRD #865729
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
47 yrs
States
4
Exams
9
Since
1979
Est. fee
AUM / Commission / Flat Fee
View profile
JF

James F Pieper

Missouri·CRD #6684905
IA Rep

Investment Adviser Rep at BELMONT PRIVATE WEALTH

Experience
4 yrs
States
2
Exams
1
Since
2022
Est. fee
AUM / Flat Fee
View profile
JF

James F Pierotti

Massachusetts·CRD #4963159
Dual-registered

Dual-registered at FLAGSHIP HARBOR ADVISORS, LLC

Experience
21 yrs
States
1
Exams
6
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
JF

James Francis Agasar Jr.

California·CRD #5206882
IA Rep

Investment Adviser Rep at SEI INVESTMENTS MANAGEMENT CORP

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
View profile
JF

James Francis Armstrong Jr

Florida·CRD #2022157
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
3
Exams
5
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
JF

James Francis Baka

Illinois·CRD #2068491
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
33 yrs
States
1
Exams
8
Since
1993
Fee
AUM / Other
View profile
JF

James Francis Carroll

New Hampshire·CRD #735277
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
45 yrs
States
1
Exams
5
Since
1981
Est. fee
AUM / Hourly / Flat Fee
View profile
JF

James Francis Clarke

Connecticut·CRD #2599558
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
3
Exams
5
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
JF

James Francisco Enriquez

California·CRD #7656400
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
JF

James Francis Dever Jr

Pennsylvania·CRD #1241400
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
1
Exams
7
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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