AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JG

James Gordon Johnson

Delaware·CRD #7692949
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
3
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
JG

James Gordon Taylor III

Florida·CRD #2441548
Dual-registered

Dual-registered at SAPERSTON LEGACY ADVISORS, INC.

Experience
32 yrs
States
2
Exams
4
Since
1994
Fee
AUM / Hourly
View profile
JG

James Gotti

Texas·CRD #2129792
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
1
Exams
5
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
JG

James Grace

Michigan·CRD #1883502
Dual-registered

Dual-registered at &PARTNERS

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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JG

James Grady Woodall

Utah·CRD #472183
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
51 yrs
States
1
Exams
6
Since
1975
Est. fee
AUM / Hourly / Flat Fee / Other
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JG

James Granger Kress

Texas·CRD #7708189
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
4
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
JG

James Grant Shumway Mr.

Utah·CRD #1200901
IA Rep

Investment Adviser Rep at SOLTIS INVESTMENT ADVISORS, LLC

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$750k
View profile
JG

James Gratum Adelman

Connecticut·CRD #7273540
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
JG

James Gray

Indiana·CRD #7114127
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
3
Exams
4
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
JG

James Gray Anderson

Tennessee·CRD #3261020
Dual-registered

Dual-registered at &PARTNERS

Experience
27 yrs
States
1
Exams
7
Since
1999
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
JG

James Greaves

Arizona·CRD #7969642
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
JG

James Gregory Biasotti

California·CRD #2903140
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
2
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JG

James Gregory Colitsas

New Jersey·CRD #4113918
Dual-registered

Dual-registered at OMNI 360 WEALTH, INC.

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
JG

James Gregory David

Louisiana·CRD #4315920
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
25 yrs
States
3
Exams
6
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
JG

James Gregory Morton

California·CRD #6599016
IA Rep

Investment Adviser Rep at DOHENY ASSET MANAGEMENT, L.L.C.

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM
View profile
JG

James Gregory Trautwein

New Jersey·CRD #853042
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
36 yrs
States
1
Exams
6
Since
1990
Est. fee
AUM / Hourly / Flat Fee
View profile
JG

James Griffin McGinness

Texas·CRD #5720734
Dual-registered

Dual-registered at AVIDIAN WEALTH SOLUTIONS

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JG

James Gunther Oury

Colorado·CRD #6955202
IA Rep

Investment Adviser Rep at TRILOGY CAPITAL, INC.

Experience
6 yrs
States
2
Exams
1
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JH

James Hadley Oconnor

Maine·CRD #5429824
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JH

James Halink

California·CRD #6725784
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
JH

James Harcourt Burlingame

Louisiana·CRD #6349077
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
JH

James Harold Blassingham III

Texas·CRD #1795686
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
38 yrs
States
2
Exams
6
Since
1988
Est. fee
AUM / Hourly / Flat Fee
View profile
JH

James Harold Davis

Illinois·CRD #4283620
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
JH

James Harold Hern

Michigan·CRD #2506601
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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