Browse financial advisors
Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.
James George Faunce
Investment Adviser Rep at SEI INVESTMENTS MANAGEMENT CORP
James George Naplacic
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Gerald Lewis
Investment Adviser Rep at EQUITABLE ADVISORS, LLC
James Gerald Yahoudy
Dual-registered at APTUS CAPITAL ADVISORS, LLC
James Gerard Cusimano
Dual-registered at OSAIC WEALTH, INC.
James Gerard Hageney Sr
Dual-registered at MMA ASSET MANAGEMENT LLC
James Gerard Huhn
Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC
James Gerard Krawczyk
Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
James Gerard Polisuk
Dual-registered at HANTZ FINANCIAL SERVICES, INC.
James Gerard Spanarkel
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James G George
Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.
James Giangrande
Dual-registered at HIGHTOWER ADVISORS, LLC
James Gibbs
Dual-registered at EQUITABLE ADVISORS, LLC
James Gilbert Brock Jr
Investment Adviser Rep at ESI FINANCIAL ADVISORS
James Gilbert Carroll
Dual-registered at EQUITABLE ADVISORS, LLC
James Gilbert Hansen
Dual-registered at OSAIC WEALTH, INC.
James Glenn Herrell
Dual-registered at NEWEDGE ADVISORS
James Glenn Joyce
Dual-registered at HIGHTOWER ADVISORS, LLC
James G Moon
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Golden Moore
Dual-registered at SUMMIT GLOBAL INVESTMENTS, LLC
James Gomatos
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Goolsby
Dual-registered at DAI WEALTH, LLC
James Gordon Benson
Dual-registered at RBC CAPITAL MARKETS, LLC
James Gordon Gulledge III
Investment Adviser Rep at FOSTER VICTOR
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This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.