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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JJ

James J Dyer

California·CRD #74447
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
51 yrs
States
5
Exams
8
Since
1975
Est. fee
AUM / Commission / Flat Fee
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JJ

James Jefferson McDowell III

Alabama·CRD #5997643
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
4
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JJ

James Jeffrey Chadwell

West Virginia·CRD #1992438
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
37 yrs
States
1
Exams
7
Since
1989
Est. fee
AUM / Hourly / Flat Fee
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JJ

James Jeffrey Jackson

California·CRD #7201736
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
4
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
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JJ

James Jeffrey Lambert

Nevada·CRD #726677
Dual-registered

Dual-registered at CAPITAL TRUST ADVISORS

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM
Minimum
$500k
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JJ

James Jeffrey Lee

Florida·CRD #4915177
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
9
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JJ

James Jeffrey McAteer

New Jersey·CRD #3026032
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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JJ

James Jerome Szczepaniak

Pennsylvania·CRD #2863088
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
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JJ

James Jerry Nocerino

Connecticut·CRD #1152575
IA Rep

Investment Adviser Rep at OSAIC INSTITUTIONS, INC.

Experience
43 yrs
States
1
Exams
1
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JJ

James Jesus-Martinez Hayes

Arizona·CRD #6027425
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
3
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JJ

James J Hagedorn

Pennsylvania·CRD #7432611
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
4
Since
2026
Est. fee
AUM / Commission / Flat Fee
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JJ

James J Kelly

New Jersey·CRD #843353
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
49 yrs
States
3
Exams
4
Since
1977
Est. fee
AUM / Commission / Flat Fee
View profile
JJ

James J King

North Carolina·CRD #3027548
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
1
Exams
9
Since
2000
Est. fee
AUM / Commission / Flat Fee
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JJ

James J Maloney

Connecticut·CRD #2984968
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
7
Since
2003
Est. fee
AUM / Commission / Flat Fee
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JJ

James J Mammarella Jr

Nebraska·CRD #2161680
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
3
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JJ

James Joel Ward

Texas·CRD #2167948
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
32 yrs
States
1
Exams
3
Since
1994
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
JJ

James John Bertucci

Illinois·CRD #1802814
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
View profile
JJ

James John Bizzarro

Georgia·CRD #2865257
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JJ

James John Bulger

New Jersey·CRD #2754119
Dual-registered

Dual-registered at ALGORITHMIC INVESTMENT MODELS

Experience
22 yrs
States
1
Exams
6
Since
2004
Est. fee
AUM / Other
Minimum
$250k
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JJ

James John Czubek

California·CRD #4849052
Dual-registered

Dual-registered at ASSOCIATED INVESTMENT SERVICES, INC.

Experience
22 yrs
States
7
Exams
3
Since
2004
Fee
AUM
View profile
JJ

James John Devico Jr.

New York·CRD #5405659
Dual-registered

Dual-registered at MOUNTAIN PASS PLANNING

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
JJ

James John Dinapoli

Florida·CRD #1712651
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
1
Exams
7
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JJ

James John Dowling

New York·CRD #4486074
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
23 yrs
States
1
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JJ

James John Horst Jr

Iowa·CRD #3080075
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
6
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1433 | AdvisorFinder