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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JJ

James John Kiely

New Jersey·CRD #1132039
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
2
Exams
6
Since
1983
Est. fee
AUM / Commission / Flat Fee
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JJ

James John McIntosh

Connecticut·CRD #4251534
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
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JJ

James John McPartland

Iowa·CRD #1704354
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
38 yrs
States
2
Exams
4
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JJ

James John Schofield

California·CRD #1466152
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
3
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JJ

James John Silbernagel

Alabama·CRD #1503045
Dual-registered

Dual-registered at CONCORDE ASSET MANAGEMENT, LLC

Experience
40 yrs
States
18
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee / Other
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JJ

James John Spanos

Pennsylvania·CRD #6575487
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
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JJ

James John Stockton Jr.

Arkansas·CRD #5087149
Dual-registered

Dual-registered at FINANCIAL MANAGEMENT, INC.

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
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JJ

James John Terranova

Pennsylvania·CRD #1024081
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
45 yrs
States
1
Exams
6
Since
1981
Est. fee
AUM / Hourly / Flat Fee
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JJ

James John Wilson

North Carolina·CRD #1030311
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
44 yrs
States
1
Exams
5
Since
1982
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JJ

James Jonathan Dinsmore

Pennsylvania·CRD #1743831
Dual-registered

Dual-registered at KINTRA WEALTH, LLC

Experience
39 yrs
States
1
Exams
3
Since
1987
Est. fee
AUM / Hourly / Flat Fee
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JJ

James Jordan Dodderidge

Pennsylvania·CRD #1023351
Dual-registered

Dual-registered at GIBRALTAR WEALTH MANAGEMENT, LLC

Experience
42 yrs
States
1
Exams
8
Since
1984
Est. fee
AUM / Hourly / Flat Fee / Performance-based
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JJ

James Jorge Martin Tavares

Connecticut·CRD #6447693
IA Rep

Investment Adviser Rep at MISSIONSQUARE WEALTH MANAGEMENT

Experience
10 yrs
States
12
Exams
4
Since
2016
Fee
AUM
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JJ

James Jose Jazo

Massachusetts·CRD #7272350
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
5 yrs
States
1
Exams
5
Since
2021
Est. fee
AUM / Hourly / Flat Fee
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JJ

James Joseph Ahern

New York·CRD #6822256
Dual-registered

Dual-registered at BISON WEALTH, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
JJ

James Joseph Aldo

Massachusetts·CRD #6628187
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
10 yrs
States
2
Exams
5
Since
2016
Fee
AUM / Hourly / Flat Fee
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JJ

James Joseph Barrett Jr

Michigan·CRD #3069397
Dual-registered

Dual-registered at ACORN WEALTH ADVISORS, LLC

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
Minimum
$100k
View profile
JJ

James Joseph Batterson

South Dakota·CRD #6446781
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
JJ

James Joseph Beaulieu

Connecticut·CRD #5618166
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
3
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JJ

James Joseph Biles

Pennsylvania·CRD #2402169
IA Rep

Investment Adviser Rep at MYCIO WEALTH PARTNERS, LLC

Experience
28 yrs
States
1
Exams
3
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
JJ

James Joseph Cannon III

New Jersey·CRD #5184752
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Flat Fee
View profile
JJ

James Joseph Dooling III

Nebraska·CRD #8204026
IA Rep

Investment Adviser Rep at ORION PORTFOLIO SOLUTIONS, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Flat Fee / Performance-based
View profile
JJ

James Joseph Ernst

New Jersey·CRD #2409922
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
3
Exams
6
Since
1993
Est. fee
AUM / Flat Fee
View profile
JJ

James Joseph Ertmann

Illinois·CRD #2747524
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
JJ

James Joseph Force

New Hampshire·CRD #7076538
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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