Browse financial advisors
Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.
James Joseph Tracy
Dual-registered at AC WEALTH PARTNERS
James Joseph Tyrrell Jr
Dual-registered at OSAIC WEALTH, INC.
James Joseph Wood IV
Dual-registered at OSAIC WEALTH, INC.
James Joshua Zeleskey Jr
Dual-registered at RBC CAPITAL MARKETS, LLC
James Joyner Edmundson Jr
Dual-registered at SALEM INVESTMENT COUNSELORS INC
James J Senderling
Dual-registered at RBC CAPITAL MARKETS, LLC
James J Stork
Dual-registered at PINNACLE FINANCIAL GROUP LLC
James Jun Chen
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Keegan
Dual-registered at ARETE WEALTH ADVISORS, LLC
James Keith Carlson
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Kellett Darlington II
Dual-registered at EVERSOURCE WEALTH ADVISORS, LLC
James Kemp Linebarger
Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.
James Kenneth Beakas
Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.
James Kenneth Gibbs II
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Kenneth Norman
Dual-registered at DIMENSIONAL FUND ADVISORS LP
James Kenneth Pollard
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Kenneth Spann
Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC
James Kermit Norland
Dual-registered at WELLTH ADVISORY SERVICES, LLC
James Kerwin Koenig
Dual-registered at USA FINANCIAL SECURITIES LLC
James Kevin Johnston
Dual-registered at ARETE WEALTH ADVISORS, LLC
James Kevin Pheney
Dual-registered at NEWEDGE ADVISORS
James Kevin Wietfeldt
Dual-registered at OSAIC WEALTH, INC.
James Kevin Wilkins
Dual-registered at OSAIC WEALTH, INC.
James Kim
Investment Adviser Rep at VESTGEN ADVISORS, LLC
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This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.