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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JJ

James Joseph Gorman

Kentucky·CRD #6910983
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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JJ

James Joseph Gracik

Michigan·CRD #4222237
Dual-registered

Dual-registered at REHMANN WEALTH

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
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JJ

James Joseph Harrington V

California·CRD #8169330
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
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JJ

James Joseph Kelly Jr

New Jersey·CRD #1252018
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
2
Exams
6
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JJ

James Joseph Kilroy IV

Georgia·CRD #3049536
Dual-registered

Dual-registered at WILLIS INVESTMENT COUNSEL INC

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Flat Fee / Other
Minimum
$2.0M
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JJ

James Joseph Kirlin Jr

New Jersey·CRD #1030976
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JJ

James Joseph Matejcek II

Minnesota·CRD #2412649
Dual-registered

Dual-registered at EVEREST FINANCIAL GROUP

Experience
30 yrs
States
2
Exams
6
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Other
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JJ

James Joseph McGinty

Florida·CRD #2813265
Dual-registered

Dual-registered at FORTIS CAPITAL ADVISORS, LLC

Experience
29 yrs
States
1
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
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JJ

James Joseph McMonigle Jr

New Jersey·CRD #712454
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
46 yrs
States
2
Exams
7
Since
1980
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JJ

James Joseph McTiernan

New York·CRD #1321397
Dual-registered

Dual-registered at BISON WEALTH, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
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JJ

James Joseph Montalto

Connecticut·CRD #1017800
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
2
Exams
7
Since
1981
Est. fee
AUM / Commission / Flat Fee
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JJ

James Joseph Montalto

Florida·CRD #711603
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
46 yrs
States
3
Exams
5
Since
1980
Est. fee
AUM / Flat Fee
View profile
JJ

James Joseph Mosko

New York·CRD #7248516
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
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JJ

James Joseph Munger

Texas·CRD #5165744
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
JJ

James Joseph O'Connor

California·CRD #4314571
Dual-registered

Dual-registered at 1919 INVESTMENT COUNSEL, LLC

Experience
11 yrs
States
10
Exams
2
Since
2015
Est. fee
AUM / Flat Fee / Other
Minimum
$2.0M
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JJ

James Joseph O'Connor IV

Missouri·CRD #2070483
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
JJ

James Joseph Phelan

Illinois·CRD #1975734
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
JJ

James Joseph Piersol III

Pennsylvania·CRD #7925825
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
JJ

James Joseph Pino

New York·CRD #1842604
IA Rep

Investment Adviser Rep at TSA MANAGEMENT INC

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Flat Fee
Minimum
$50k
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JJ

James Joseph Ranweiler

Minnesota·CRD #5336437
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JJ

James Joseph Rehak Jr

New York·CRD #1503983
IA Rep

Investment Adviser Rep at LAWLEY RETIREMENT ADVISORS

Experience
40 yrs
States
2
Exams
7
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
JJ

James Joseph Riley

Texas·CRD #4985173
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JJ

James Joseph Ross Wheeler

Texas·CRD #7725578
IA Rep

Investment Adviser Rep at AEGIS WEALTH MANAGEMENT, INC.

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
JJ

James Joseph Schmidt

California·CRD #4641087
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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