AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JM

James Matthew Varga

Illinois·CRD #2124814
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
3
Exams
7
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James Matthew Varner

Illinois·CRD #7012754
IA Rep

Investment Adviser Rep at FINANCIAL SOLUTIONS ADVISORY GROUP

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
JM

James Matthew Yancey

California·CRD #7060114
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

James Matthew Zundel

Texas·CRD #2310284
Dual-registered

Dual-registered at COIGN CAPITAL ADVISORS LLC

Experience
33 yrs
States
2
Exams
6
Since
1993
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile
JM

James Maulfair

Virginia·CRD #4903901
Dual-registered

Dual-registered at THE BALDWIN GROUP WEALTH ADVISORS, LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JM

James Maurice Gaughran

New York·CRD #1264919
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
6
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James Max Henson Jr

Georgia·CRD #1533937
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
3
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JM

James May Jennings

Georgia·CRD #6955957
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James Maynard

Rhode Island·CRD #6916072
IA Rep

Investment Adviser Rep at WASHINGTON TRUST ADVISORS

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Flat Fee
Minimum
$1.5M
View profile
JM

James M Ball

Texas·CRD #3182860
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
3
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James M Below

California·CRD #1428448
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
3
Exams
5
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James M Benton

Colorado·CRD #5852141
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
4
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James M Cadet

New Jersey·CRD #4584320
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
7
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James McCall Tatlow

Pennsylvania·CRD #1351152
Dual-registered

Dual-registered at BARTON INVESTMENT MANAGEMENT, LLC

Experience
41 yrs
States
1
Exams
5
Since
1985
Fee
AUM / Other
View profile
JM

James McCormick Bailey

Idaho·CRD #5125409
IA Rep

Investment Adviser Rep at PERSPECTIVE WEALTH PARTNERS, LLC

Experience
20 yrs
States
1
Exams
1
Since
2006
Fee
AUM
View profile
JM

James McCourt

Illinois·CRD #8067865
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James McDonald Anthony

Massachusetts·CRD #5029299
Dual-registered

Dual-registered at MARTHA'S VINEYARD INVESTMENT ADVISORS, LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

James McGarry

Alabama·CRD #4435121
Dual-registered

Dual-registered at NAVELLIER & ASSOCIATES INC

Experience
22 yrs
States
50
Exams
5
Since
2004
Est. fee
AUM / Performance-based
Minimum
$500k
View profile
JM

James McKay Armstrong Mr.

Pennsylvania·CRD #4365995
IA Rep

Investment Adviser Rep at HENRY H. ARMSTRONG ASSOCIATES, INC.

Experience
34 yrs
States
2
Since
1992
Est. fee
AUM
Minimum
$2.0M
View profile
JM

James M. Cook

Oregon·CRD #4602281
IA Rep

Investment Adviser Rep at RUTHERFORD INVESTMENT MANAGEMENT

Experience
24 yrs
States
1
Exams
1
Since
2002
Est. fee
AUM
Minimum
$1.0M
View profile
JM

James M Della Guardia

Pennsylvania·CRD #2066968
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
2
Exams
4
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James M Dellavecchia

New Jersey·CRD #4903436
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

James M Desmond

Florida·CRD #7889159
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James Melvin Mershon

Washington·CRD #2149800
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
35 yrs
States
1
Exams
6
Since
1991
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1442 | AdvisorFinder