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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JM

James Martin Benjamson

Washington·CRD #1161623
Dual-registered

Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC

Experience
41 yrs
States
1
Exams
4
Since
1985
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
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JM

James Martin Bullard Jr.

North Carolina·CRD #5620095
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
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JM

James Martin Hickey

California·CRD #1505083
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
38 yrs
States
1
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
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JM

James Martin Oghigian

California·CRD #2658393
Dual-registered

Dual-registered at PAVION BLUE CAPITAL, LLC

Experience
31 yrs
States
2
Exams
4
Since
1995
Est. fee
AUM
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JM

James Martin Thomas

Colorado·CRD #3080801
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
3
Exams
7
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JM

James Marvin Peebles

California·CRD #1506383
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JM

James Mason Uren

Illinois·CRD #4428814
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JM

James Mathew Gibbons

Connecticut·CRD #8152354
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
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JM

James Matise

New Mexico·CRD #7506742
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
4 yrs
States
2
Exams
1
Since
2022
Fee
AUM
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JM

James Matthew Andrews

California·CRD #7156656
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
3 yrs
States
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
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JM

James Matthew Arrison

Colorado·CRD #5049295
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
4
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
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JM

James Matthew Bruderman

Massachusetts·CRD #2210472
Dual-registered

Dual-registered at BRUDERMAN PRIVATE WEALTH

Experience
29 yrs
States
2
Exams
8
Since
1997
Est. fee
AUM / Hourly / Flat Fee
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JM

James Matthew Coleman

Florida·CRD #7186562
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
4
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James Matthew Czekai

New York·CRD #7424783
IA Rep

Investment Adviser Rep at HUDSON HOUSING CAPITAL LLC

Experience
5 yrs
States
1
Since
2021
Est. fee
AUM / Flat Fee / Performance-based
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JM

James Matthew Desrocher

Connecticut·CRD #5401752
Dual-registered

Dual-registered at KEYNOTE FINANCIAL SERVICES, LLC

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Hourly
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JM

James Matthew Devary

Arizona·CRD #4635875
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
JM

James Matthew Holland

North Carolina·CRD #2181702
Dual-registered

Dual-registered at MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
View profile
JM

James Matthew Keddie

New York·CRD #5390185
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

James Matthew Larkin

Texas·CRD #5586034
IA Rep

Investment Adviser Rep at TDC CAPITAL ADVISORS, INC.

Experience
18 yrs
States
1
Exams
1
Since
2008
Fee
AUM
View profile
JM

James Matthew McCarthy

Pennsylvania·CRD #7273809
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM / Flat Fee
View profile
JM

James Matthew Murphy

New York·CRD #6156841
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James Matthew Perrino

Connecticut·CRD #6366275
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James Matthew Serkes

New York·CRD #4271004
Dual-registered

Dual-registered at ORANGE INVESTMENT ADVISORS, INC.

Experience
24 yrs
States
1
Exams
4
Since
2002
Fee
AUM / Hourly / Flat Fee / Other
View profile
JM

James Matthews Troy

Connecticut·CRD #1172773
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
3
Exams
6
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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