AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JM

James Michael Frank

Pennsylvania·CRD #729939
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
43 yrs
States
1
Exams
8
Since
1983
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

James Michael Frawley

California·CRD #2867752
Dual-registered

Dual-registered at WESTSIDE INVESTMENT MANAGEMENT, LLC

Experience
29 yrs
States
4
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

James Michael Friery

Florida·CRD #1091472
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
3
Exams
5
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JM

James Michael Gambaccini

District Of Columbia·CRD #4619759
Dual-registered

Dual-registered at ACORN FINANCIAL ADVISORY SERVICES, INC.

Experience
23 yrs
States
6
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
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JM

James Michael Gasparotto

Michigan·CRD #1323582
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
2
Exams
8
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JM

James Michael Gersack

Texas·CRD #2901820
Dual-registered

Dual-registered at GC WEALTH MANAGEMENT RIA, LLC

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Flat Fee
View profile
JM

James Michael Gift Jr

Virginia·CRD #5963620
Dual-registered

Dual-registered at JUNO FINANCIAL GROUP LLC

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Flat Fee
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JM

James Michael Gregory

North Carolina·CRD #3151829
Dual-registered

Dual-registered at BILTMORE FAMILY OFFICE, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Flat Fee
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JM

James Michael Grice

N/A·CRD #7977146
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James Michael Hawbaker

Georgia·CRD #8269373
IA Rep

Investment Adviser Rep at BISON WEALTH, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

James Michael Hill

Michigan·CRD #6424162
Dual-registered

Dual-registered at ADVISORY ALPHA, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

James Michael Jiao

California·CRD #2544249
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
31 yrs
States
5
Exams
8
Since
1995
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
View profile
JM

James Michael Johnston

Colorado·CRD #601795
IA Rep

Investment Adviser Rep at ALPHACORE CAPITAL LLC

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
JM

James Michael Kelley IV

Ohio·CRD #7835273
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

James Michael Mackoul

Missouri·CRD #1886919
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
38 yrs
States
1
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

James Michael Maida

Texas·CRD #2998597
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JM

James Michael McCarthy

Massachusetts·CRD #2592646
IA Rep

Investment Adviser Rep at GW&K INVESTMENT MANAGEMENT, LLC

Experience
4 yrs
States
2
Since
2022
Est. fee
AUM / Flat Fee / Performance-based
View profile
JM

James Michael McCarthy

Florida·CRD #4962899
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
2
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JM

James Michael McWilliams

New York·CRD #1738438
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
1
Exams
3
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JM

James Michael Mertens

Florida·CRD #3059385
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
3
Exams
6
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JM

James Michael Mirsberger

Wisconsin·CRD #2526794
Dual-registered

Dual-registered at DANA INVESTMENT ADVISORS INC

Experience
1 yrs
States
1
Exams
3
Since
2025
Fee
AUM / Flat Fee / Performance-based
View profile
JM

James Michael Morrissey

Illinois·CRD #2909855
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

James Michael Murphy

Nebraska·CRD #5499485
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James Michael Nakfoor

California·CRD #2205978
Dual-registered

Dual-registered at SUNBELT SECURITIES

Experience
14 yrs
States
4
Exams
5
Since
2012
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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