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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JM

James Michael O'Brien II

West Virginia·CRD #7486998
IA Rep

Investment Adviser Rep at MCKINLEY CARTER WEALTH SERVICES, INC.

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

James Michael Olson

Colorado·CRD #1218482
Dual-registered

Dual-registered at WESTERN WEALTH MANAGEMENT LLC

Experience
43 yrs
States
1
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee
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JM

James Michael O'Neil Jr.

Massachusetts·CRD #7049973
IA Rep

Investment Adviser Rep at APPLETON PARTNERS, INC.

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM
Minimum
$2.0M
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JM

James Michael Ortenzio

New Jersey·CRD #1499407
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
39 yrs
States
1
Exams
6
Since
1987
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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JM

James Michael Parker

Colorado·CRD #1981413
IA Rep

Investment Adviser Rep at ON INVESTMENT MANAGEMENT CO

Experience
37 yrs
States
7
Exams
4
Since
1989
Est. fee
AUM / Hourly / Flat Fee
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JM

James Michael Phelan

Idaho·CRD #2899890
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JM

James Michael Powlesland

Connecticut·CRD #7214667
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James Michael Quigley

New Jersey·CRD #5903555
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James Michael Ridgeway

Texas·CRD #2629340
Dual-registered

Dual-registered at LEEWARD FINANCIAL PARTNERS, LLC

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Hourly / Other
Minimum
$2.0M
View profile
JM

James Michael Russo

Michigan·CRD #2838922
Dual-registered

Dual-registered at ALTRIUS CAPITAL MANAGEMENT, INC.

Experience
25 yrs
States
3
Exams
5
Since
2001
Fee
AUM
Minimum
$500k
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JM

James Michael Schank

Missouri·CRD #5414518
Dual-registered

Dual-registered at PCG WEALTH MANAGEMENT

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

James Michael Tarkenton

North Carolina·CRD #5090436
IA Rep

Investment Adviser Rep at TOWNSEND ASSET MANAGEMENT CORP.

Experience
8 yrs
States
1
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

James Michael Taylor

Arizona·CRD #5990534
Dual-registered

Dual-registered at COMPOUND PLANNING, INC.

Experience
13 yrs
States
2
Exams
4
Since
2013
Est. fee
AUM / Flat Fee / Other
Minimum
$25k
View profile
JM

James Michael Thiher

Minnesota·CRD #862869
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
47 yrs
States
2
Exams
7
Since
1979
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James Michael Trimboli

California·CRD #7169313
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
6 yrs
States
6
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JM

James Michael Tschantz

Ohio·CRD #1765414
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
1
Exams
6
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JM

James Michael Ulrick

Colorado·CRD #5187240
Dual-registered

Dual-registered at SAVVY

Experience
19 yrs
States
1
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
JM

James Michael Vasquez

Texas·CRD #7291623
IA Rep

Investment Adviser Rep at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JM

James Michael Walker

Texas·CRD #1456393
Dual-registered

Dual-registered at SUNBELT SECURITIES

Experience
21 yrs
States
1
Exams
8
Since
2005
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
JM

James Michael Weil

Illinois·CRD #2029089
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
36 yrs
States
1
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JM

James Michael Whitson

California·CRD #1353438
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

James Michael Woodley

Pennsylvania·CRD #6931429
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
JM

James Michael Wozniak

Texas·CRD #1025674
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
44 yrs
States
2
Exams
6
Since
1982
Est. fee
AUM / Flat Fee
View profile
JM

James Miguel Quintana

Texas·CRD #7598666
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
4 yrs
States
1
Exams
5
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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