AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JP

James Patrick Bowe

Minnesota·CRD #2856374
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Commission / Flat Fee
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JP

James Patrick Braun

North Dakota·CRD #3070511
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
28 yrs
States
1
Exams
4
Since
1998
Fee
AUM / Hourly / Flat Fee
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JP

James Patrick Carle

New Jersey·CRD #1420701
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
5
Since
1985
Est. fee
AUM / Commission / Flat Fee
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JP

James Patrick Clancy

Connecticut·CRD #1330063
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JP

James Patrick Collins Jr

Connecticut·CRD #4990961
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
21 yrs
States
1
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JP

James Patrick Daley

Alaska·CRD #6285222
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
14
Exams
6
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JP

James Patrick Darby II

N/A·CRD #6426424
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
11 yrs
Exams
4
Since
2015
Est. fee
AUM / Flat Fee
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JP

James Patrick Dixon

California·CRD #7295747
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
JP

James Patrick Dunn

Florida·CRD #1267777
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
42 yrs
States
3
Exams
5
Since
1984
Est. fee
AUM / Flat Fee
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JP

James Patrick Fortescue

New York·CRD #2664841
Dual-registered

Dual-registered at PITON INVESTMENT MANAGEMENT, LP

Experience
8 yrs
States
2
Exams
1
Since
2018
Est. fee
AUM / Flat Fee
Minimum
$250k
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JP

James Patrick Geissler

Wisconsin·CRD #7882243
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
JP

James Patrick Gilbert

Florida·CRD #2210111
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
4
Exams
7
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JP

James Patrick Gonzales II

Texas·CRD #6903104
Dual-registered

Dual-registered at OPTIMUS CAPITAL ADVISORS, LLC

Experience
8 yrs
States
1
Exams
6
Since
2018
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
JP

James Patrick Jenkins

Texas·CRD #5261717
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JP

James Patrick Jurgens

Massachusetts·CRD #6558844
IA Rep

Investment Adviser Rep at REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC

Experience
6 yrs
States
1
Exams
1
Since
2020
Fee
AUM / Flat Fee
Minimum
$1.0M
View profile
JP

James Patrick Kelly

Ohio·CRD #6186627
Dual-registered

Dual-registered at NORTH POINT PORTFOLIO MANAGERS CORPORATION

States
1
Exams
5
Since
2026
Est. fee
AUM
View profile
JP

James Patrick Leslie

Pennsylvania·CRD #1057563
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
44 yrs
States
2
Exams
5
Since
1982
Est. fee
AUM / Flat Fee
View profile
JP

James Patrick Lowry

North Carolina·CRD #4393638
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
JP

James Patrick Maher

Alabama·CRD #4641855
Dual-registered

Dual-registered at CONCORDE ASSET MANAGEMENT, LLC

Experience
23 yrs
States
4
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JP

James Patrick Mellin

New Mexico·CRD #1859557
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
38 yrs
States
4
Exams
10
Since
1988
Est. fee
AUM / Hourly / Flat Fee
View profile
JP

James Patrick Miller

Texas·CRD #6687662
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
JP

James Patrick Murphy Jr

Ohio·CRD #2921836
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
JP

James Patrick O'Neill

New Jersey·CRD #2153243
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
6
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
JP

James Patrick Powner

New Jersey·CRD #1764250
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
6
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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