AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JP

James Patrick Rehak

New York·CRD #6944181
Dual-registered

Dual-registered at LAWLEY RETIREMENT ADVISORS

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
JP

James Patrick Roche

Florida·CRD #2709760
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
4
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JP

James Patrick Russell

Florida·CRD #4644298
Dual-registered

Dual-registered at REHMANN WEALTH

Experience
23 yrs
States
2
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Other
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JP

James Patrick Simpson

New Jersey·CRD #4742250
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Commission / Flat Fee
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JP

James Patrick Stager

Pennsylvania·CRD #2815482
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Commission / Flat Fee
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JP

James Patrick Stiles

Missouri·CRD #3200658
Dual-registered

Dual-registered at &PARTNERS

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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JP

James Patrick Vellanti Jr

Delaware·CRD #8026485
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
5
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
JP

James Patrick White

Michigan·CRD #4354918
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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JP

James Patrick Willers

South Dakota·CRD #5620848
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
16 yrs
States
1
Exams
7
Since
2010
Fee
AUM / Hourly / Flat Fee
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JP

James Patrick Yost

Georgia·CRD #7068699
IA Rep

Investment Adviser Rep at SIGNATUREFD, LLC

Experience
7 yrs
States
1
Since
2019
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
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JP

James Patterson Sterrett Jr

Pennsylvania·CRD #3063360
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
JP

James Paul Bailey

Mississippi·CRD #2696064
Dual-registered

Dual-registered at ELEMENT WEALTH, LLC

Experience
8 yrs
States
1
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
Minimum
$250k
View profile
JP

James Paul Beickert

Illinois·CRD #5314011
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
JP

James Paul Benson II

Florida·CRD #2147405
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
4
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JP

James Paul Berndt

Florida·CRD #6996966
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
2
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JP

James Paul Cole

California·CRD #2717719
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
3
Exams
7
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
JP

James Paul Cooney

New York·CRD #5963477
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JP

James Paul Cooper

Florida·CRD #4232893
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
JP

James Paul Griffin

California·CRD #5180016
Dual-registered

Dual-registered at OCCIDENTAL ASSET MANAGEMENT, LLC

Experience
19 yrs
States
4
Exams
7
Since
2007
Est. fee
AUM
Minimum
$500k
View profile
JP

James Paul Hosman

Florida·CRD #7999854
Dual-registered

Dual-registered at FSA INVESTMENT GROUP, LLC

Experience
1 yrs
States
1
Exams
6
Since
2025
Est. fee
AUM / Flat Fee
View profile
JP

James Paul Johnson Jr

New Mexico·CRD #1921923
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
JP

James Paul Jump

Ohio·CRD #5113404
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JP

James Paul Karamourtopoulos

Massachusetts·CRD #6899394
IA Rep

Investment Adviser Rep at NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Fee
AUM / Flat Fee
Minimum
$2.0M
View profile
JP

James Paul Maltese

New Jersey·CRD #2009208
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
2
Exams
4
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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