Browse financial advisors
Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.
James Paul Marquardt
Dual-registered at RBC CAPITAL MARKETS, LLC
James Paul Marten
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Paul Moriarty
Dual-registered at EAGLE STRATEGIES LLC
James Paul Sianta
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Paul Smith
Investment Adviser Rep at CREATIVEONE SECURITIES, LLC
James Paul Wyman
Dual-registered at RBC CAPITAL MARKETS, LLC
James P Brandau
Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.
James P Cannon
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James P Cotter
Dual-registered at EQUITABLE ADVISORS, LLC
James Pearce Priebe
Investment Adviser Rep at CX INSTITUTIONAL, LLC
James Peirce Daly
Investment Adviser Rep at SEELAUS ASSET MANAGEMENT, LLC
James Pei-Yuen Huang
Dual-registered at STANCORP INVESTMENT ADVISERS, INC.
James Perry Campbell III
Dual-registered at CAMPBELL ASSET MANAGEMENT, LLC
James Perry Dicus
Dual-registered at EQUITABLE ADVISORS, LLC
James Peter Carchedi Jr.
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Peter Healy
Dual-registered at EAGLE STRATEGIES LLC
James Peter Helgens
Investment Adviser Rep at GALLAGHER FIDUCIARY ADVISORS, LLC
James Peter Maimone
Dual-registered at SUMMIT FINANCIAL, LLC
James Peter Martin
Dual-registered at OSAIC WEALTH, INC.
James Peter Myers
Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.
James Peter Novakovich III
Dual-registered at NOVA WEALTH MANAGEMENT, INC.
James Peter Ryan
Dual-registered at OSAIC WEALTH, INC.
James Peter Shannon
Dual-registered at OSAIC WEALTH, INC.
James Peter Veers
Investment Adviser Rep at STUDIO INVESTMENT MANAGEMENT
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This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.