Browse financial advisors
Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.
James Richard Koller
Dual-registered at LAZARI CAPITAL MANAGEMENT, INC.
James Richard Lull
Dual-registered at SIGNATURE INVESTMENT ADVISORS, LLC
James Richard Maxon
Dual-registered at OSAIC WEALTH, INC.
James Richard Mertz
Dual-registered at FOCUS FINANCIAL
James Richard Millar
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Richard Morton
Dual-registered at OSAIC WEALTH, INC.
James Richard Reim
Dual-registered at REGAL INVESTMENT ADVISORS LLC
James Richard Reitzel Jr
Dual-registered at CENTAURUS FINANCIAL, INC.
James Richard Schaffer Jr
Dual-registered at OSAIC WEALTH, INC.
James Richard Shaver
Dual-registered at OSAIC WEALTH, INC.
James Richard Sophia Jr
Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.
James Richard Taylor
Dual-registered at INVESCO ADVISERS, INC.
James Richard Wigen
Dual-registered at INDEPENDENT FINANCIAL PARTNERS
James Richard Wisniewski
Investment Adviser Rep at OSAIC WEALTH, INC.
James Rick Kirby
Investment Adviser Rep at ESI FINANCIAL ADVISORS
James Riggs Stafford
Dual-registered at RBC CAPITAL MARKETS, LLC
James Riley Ruddy
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James R Jackson
Dual-registered at NAVY FEDERAL INVESTMENT SERVICES, LLC
James R Kuzmich
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James R Liljedahl
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James R Llovera
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James R McCall
Dual-registered at IPSWICH INVESTMENT MANAGEMENT COMPANY, INC
James R Meetze
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James R Nici
Dual-registered at FINANCIAL TRANSPARENCY
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This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.