AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JR

James Robert Allen

California·CRD #1882869
Dual-registered

Dual-registered at ANCHOR BAY PRIVATE WEALTH LLC

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM
Minimum
$1.0M
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JR

James Robert Avolanti

Connecticut·CRD #7279030
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
3
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
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JR

James Robert Brennan

New York·CRD #1302485
Dual-registered

Dual-registered at AEGIS CAPITAL CORP.

Experience
42 yrs
States
1
Exams
4
Since
1984
Est. fee
AUM / Hourly
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JR

James Robert Caldwell

Florida·CRD #1437627
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
36 yrs
States
3
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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JR

James Robert Caldwell Jr.

North Dakota·CRD #5276864
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
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JR

James Robert Daffron Jr

Texas·CRD #4605030
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JR

James Robert Furlow

Florida·CRD #4295135
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
3
Exams
6
Since
2002
Est. fee
AUM / Commission / Flat Fee
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JR

James Robert Gallego

Connecticut·CRD #2342253
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
6
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
JR

James Robert Garrison

California·CRD #6458654
IA Rep

Investment Adviser Rep at KNIGHTSBRIDGE WEALTH MANAGEMENT

Experience
10 yrs
States
1
Since
2016
Fee
AUM / Performance-based
Minimum
$500k
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JR

James Robert Goodin

California·CRD #4441293
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
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JR

James Robert Hammer

New Jersey·CRD #6212629
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JR

James Robert Holmes

Illinois·CRD #7910363
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
JR

James Robert Jansson

Colorado·CRD #257438
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
54 yrs
States
2
Exams
14
Since
1972
Est. fee
AUM / Flat Fee
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JR

James Robert Klomparens

Michigan·CRD #1702830
Dual-registered

Dual-registered at WELLTH ADVISORY SERVICES, LLC

Experience
9 yrs
States
1
Exams
4
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
JR

James Robert Lee

South Carolina·CRD #7124916
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
JR

James Robert Lingelbach

California·CRD #1917218
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
37 yrs
States
3
Exams
5
Since
1989
Est. fee
AUM / Hourly / Flat Fee
View profile
JR

James Robert Linsenmayer

North Carolina·CRD #4230123
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
JR

James Robert Moulton

Florida·CRD #5121466
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
JR

James Robert Mundell Jr

Florida·CRD #2702405
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
3
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JR

James Robert Murphree II

Arizona·CRD #4592590
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
23 yrs
States
9
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
JR

James Robert Nelson

Arizona·CRD #2552126
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
31 yrs
States
8
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JR

James Robert Nelson

Delaware·CRD #7043292
Dual-registered

Dual-registered at AFFINITY WEALTH MANAGEMENT LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
JR

James Robert O'Brien

California·CRD #1594632
Dual-registered

Dual-registered at GILL CAPITAL PARTNERS

Experience
38 yrs
States
3
Exams
10
Since
1988
Fee
AUM / Commission / Hourly / Flat Fee
View profile
JR

James Robert Palmiotto

Alabama·CRD #6712587
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
9 yrs
States
3
Exams
3
Since
2017
Est. fee
AUM / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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