AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JS

James Stanford Marroquin

Texas·CRD #1287040
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
1
Exams
3
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JS

James Stanley Mackenzie Jr

New Jersey·CRD #2981415
Dual-registered

Dual-registered at HENNION & WALSH ASSET MANAGEMENT, INC.

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Commission
Minimum
$50k
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JS

James Stanton

New Jersey·CRD #7974156
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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JS

James Stavros Louchis

California·CRD #5460551
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
8 yrs
States
1
Exams
5
Since
2018
Est. fee
AUM / Hourly / Flat Fee
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JS

James Stephen Brophy

Massachusetts·CRD #5731000
Dual-registered

Dual-registered at BROPHY WEALTH MANAGEMENT, LLC

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
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JS

James Stephen Davis Jr.

Florida·CRD #3185178
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
27 yrs
States
1
Exams
8
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
JS

James Stephen Kimber

Colorado·CRD #6482631
IA Rep

Investment Adviser Rep at HORNOR, TOWNSEND & KENT, LLC

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
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JS

James Stephen Perryman

Texas·CRD #4499887
Dual-registered

Dual-registered at PERRYMAN FINANCIAL ADVISORY, INC.

Experience
24 yrs
States
1
Exams
7
Since
2002
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$250k
View profile
JS

James Stephens Emanuelson

Texas·CRD #5803648
Dual-registered

Dual-registered at AVENIR CORPORATION

Experience
8 yrs
States
2
Exams
6
Since
2018
Fee
AUM
Minimum
$1.0M
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JS

James Stephen Zoldy Jr

California·CRD #2841707
IA Rep

Investment Adviser Rep at WASHINGTON TRUST ADVISORS

Experience
14 yrs
States
7
Exams
1
Since
2012
Est. fee
AUM / Flat Fee
Minimum
$1.5M
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JS

James Steven Anderson

Minnesota·CRD #2122017
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
2
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JS

James Steven Dennik

Texas·CRD #1634218
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
37 yrs
States
2
Exams
6
Since
1989
Fee
AUM / Other
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JS

James Steven Gavegan

Colorado·CRD #5255499
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
JS

James Steven Hammond

Kentucky·CRD #4576362
IA Rep

Investment Adviser Rep at REGAL INVESTMENT ADVISORS LLC

Experience
23 yrs
States
1
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
JS

James Steven Kiper

Kentucky·CRD #1771386
Dual-registered

Dual-registered at FIRST KENTUCKY SECURITIES CORP

Experience
38 yrs
States
1
Exams
4
Since
1988
Fee
AUM / Hourly / Flat Fee / Performance-based / Other
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JS

James Steven Lasher

Pennsylvania·CRD #4676586
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
23 yrs
States
2
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
JS

James Steven Misa

North Carolina·CRD #7787185
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Fee
AUM
View profile
JS

James Steven Smith

California·CRD #1094733
Dual-registered

Dual-registered at PARVIN ASSET MANAGEMENT, LLC

Experience
24 yrs
States
5
Exams
4
Since
2002
Est. fee
AUM
Minimum
$500k
View profile
JS

James Steve Simos II

California·CRD #4530868
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
24 yrs
States
1
Exams
9
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JS

James Stewart Hausherr

N/A·CRD #1618754
Dual-registered

Dual-registered at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
15 yrs
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
JS

James Stewart Staats Jr

California·CRD #7331403
IA Rep

Investment Adviser Rep at SUMMIT GLOBAL INVESTMENTS, LLC

Experience
5 yrs
States
4
Exams
5
Since
2021
Fee
AUM / Performance-based / Other
View profile
JS

James Stidham

New Jersey·CRD #7565467
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
3
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
JS

James Stuart Linderer

Ohio·CRD #3245895
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
25 yrs
States
1
Exams
8
Since
2001
Fee
AUM / Other
View profile
JS

James Stuart Okun

Florida·CRD #2699169
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
30 yrs
States
2
Exams
4
Since
1996
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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