AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JS

James Scott Taylor

Nevada·CRD #4502677
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
3
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
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JS

James Scott Taylor

Texas·CRD #5855403
IA Rep

Investment Adviser Rep at INSPIRE ADVISORS, LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM
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JS

James Scott Tomoda

Connecticut·CRD #4172887
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
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JS

James Sean McGettigan

Arizona·CRD #5748871
IA Rep

Investment Adviser Rep at STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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JS

James Sean O'Halloran

Florida·CRD #2850664
Dual-registered

Dual-registered at MG&A WEALTH

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee / Other
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JS

James Sean O'Reilly

Ohio·CRD #2934509
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Commission / Flat Fee
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JS

James Senderling

Pennsylvania·CRD #6975208
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
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JS

James S Fiallo

Florida·CRD #6561869
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Commission / Flat Fee
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JS

James S Fitzgerald

Kansas·CRD #2867991
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
3
Exams
5
Since
1997
Est. fee
AUM / Commission / Flat Fee
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JS

James S Freeman Jr.

New York·CRD #7305834
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
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JS

James S Garrison

Florida·CRD #6203115
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
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JS

James Shannon Knapp

Minnesota·CRD #4646507
Dual-registered

Dual-registered at BOYUM WEALTH ARCHITECTS LLC

Experience
13 yrs
States
2
Exams
2
Since
2013
Fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
JS

James Sheldon Lineweaver

Florida·CRD #2167805
Dual-registered

Dual-registered at LINEWEAVER WEALTH ADVISORS

Experience
33 yrs
States
3
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
JS

James Simonaro

California·CRD #7208828
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
6 yrs
States
1
Exams
2
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JS

James Simpson Kaplan

Wisconsin·CRD #1479440
Dual-registered

Dual-registered at NATIONAL INVESTMENT SERVICES OF AMERICA, LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Performance-based
Minimum
$20.0M
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JS

James S Mathews

Georgia·CRD #4146073
Dual-registered

Dual-registered at STARR-MATHEWS FINANCIAL, LLC

Experience
13 yrs
States
1
Exams
2
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
JS

James S Morner

California·CRD #4977718
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
JS

James Snyder

Illinois·CRD #5934505
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
JS

James S Peters

New Jersey·CRD #5032348
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
JS

James S Pollard

Connecticut·CRD #5612028
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
3
Exams
4
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
JS

James Spottswood Gibson

Pennsylvania·CRD #1709647
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
39 yrs
States
2
Exams
5
Since
1987
Est. fee
AUM / Flat Fee
View profile
JS

James S Rescigno

New Jersey·CRD #2523019
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
JS

James S Somers

Texas·CRD #4225801
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
JS

James Stafford McGill II

Michigan·CRD #2317309
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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