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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JA

Janice Ann Simmons

Arkansas·CRD #4454956
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
JD

Janice Desinord

Florida·CRD #6849660
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
1
Exams
6
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JE

Janice Elaine Gage

Texas·CRD #2034798
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
36 yrs
States
1
Exams
3
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JF

Janice Freeman Watt

Louisiana·CRD #4576058
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
2
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JG

Janice Gayle Farr

N/A·CRD #1762976
Dual-registered

Dual-registered at ALLY INVEST ADVISORS

Experience
16 yrs
Exams
4
Since
2010
Fee
AUM
Minimum
$100k
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JH

Janice Huey Wong

Texas·CRD #4678226
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
JJ

Janice Jacqueline Whitten

Texas·CRD #2882019
Dual-registered

Dual-registered at OAK HARVEST INVESTMENT SERVICES

Experience
29 yrs
States
1
Exams
5
Since
1997
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
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JJ

Janice Josephine Hammond

Texas·CRD #5623949
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
JK

Janice Kay Crosta

Texas·CRD #855423
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
48 yrs
States
2
Exams
3
Since
1978
Est. fee
AUM / Flat Fee
View profile
JL

Janice Lang

California·CRD #6207987
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
JL

Janice Lee Brandt

Kansas·CRD #3232016
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JL

Janice Leung Fong

California·CRD #5640442
IA Rep

Investment Adviser Rep at STRATOS WEALTH PARTNERS, LTD

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
JM

Janice Marguerite Cobb

Florida·CRD #1744943
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JM

Janice Marie Janjanin

Alabama·CRD #2505154
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
32 yrs
States
16
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JM

Janice Mitsuko Osugi

California·CRD #4012340
Dual-registered

Dual-registered at LIDO

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
JR

Janice Rachael Cope

Indiana·CRD #4056289
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
JF

Janie Feliz Lehmer

Texas·CRD #5795646
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
1
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
JC

Janina Caufield

Connecticut·CRD #5802024
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
5 yrs
States
2
Exams
4
Since
2021
Est. fee
AUM / Flat Fee
View profile
JD

Janine Deforge Olson

Connecticut·CRD #2488382
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
3
Exams
7
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
JD

Janine Diane Stubbs

Florida·CRD #2821565
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JH

Janine Hartman

Texas·CRD #3083298
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
8
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
JJ

Janine Jefferson Moore

California·CRD #1971879
Dual-registered

Dual-registered at HUB INVESTMENT PARTNERS, LLC

Experience
37 yrs
States
4
Exams
6
Since
1989
Est. fee
AUM / Hourly / Flat Fee
View profile
JJ

Janine Joy Scura

New Jersey·CRD #6499235
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JL

Janine Lee Osterink

Michigan·CRD #6141796
IA Rep

Investment Adviser Rep at ADVISORY ALPHA, LLC

Experience
14 yrs
States
1
Exams
1
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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