Janice Leung Fong
Investment Adviser Representative at Stratos Wealth Partners, Ltd
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Janice Leung Fong is an investment adviser representative with Stratos Wealth Partners, Ltd in Redwood City, CA, where they have been registered since 2024. They have worked in the securities industry since 2009 and have been registered with 3 firms, including Osaic Wealth, Inc. and Signator Investors, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in California.
Office
Advisors at this office: 11
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
1 state or territory
California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Signator Investors IncFeb 2009 – Nov 2018Redwood City, CA
- Dennis PettinelliAug 2007 – Feb 2024Redwood City, CA
- Royal Alliance Associates, Inc.Nov 2018 – Feb 2024Redwood City, CA
- LPL FinancialFeb 2024 – no end date reportedRedwood City, CA
- Stratos Wealth Partners, LtdFeb 2024 – no end date reportedRedwood City, CA
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Stratos Wealth Partners, Ltd
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $10,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Tailored wealth management, financial planning, investment strategies, and insurance services
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 392
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Beachwood, OH
- SEC file number:
- 801-71457
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Stratos Wealth Partners, Ltd
Showing 12 of 392 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Janice Leung Fong has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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