AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JA

Jay Allen Black

Iowa·CRD #5996880
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
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JA

Jay Allen Buckingham

Ohio·CRD #1057718
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
27 yrs
States
2
Exams
6
Since
1999
Fee
AUM / Hourly / Flat Fee / Performance-based
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JA

Jay Allen Fishman

Florida·CRD #5315799
IA Rep

Investment Adviser Rep at JAY A. FISHMAN, LTD

Experience
15 yrs
States
2
Exams
1
Since
2011
Est. fee
AUM
Minimum
$1.0M
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JA

Jay Allen Hewitt

Minnesota·CRD #1687429
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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JA

Jay Allen Richardson

California·CRD #2982419
IA Rep

Investment Adviser Rep at INSPIRE ADVISORS, LLC

Experience
11 yrs
States
2
Exams
2
Since
2015
Est. fee
AUM
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JA

Jay Andrew Bennett

California·CRD #6690190
Dual-registered

Dual-registered at EXPAND FINANCIAL GROUP, LLC

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Hourly / Flat Fee
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JA

Jay Andrew Bibelheimer

Minnesota·CRD #5246169
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
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JD

Jayant Das

Florida·CRD #6136500
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
1
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
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JR

Jayant R Joshi

California·CRD #7891338
IA Rep

Investment Adviser Rep at IEQ CAPITAL, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Flat Fee
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JM

Jayaprakash Mohanbhai Patel

Tennessee·CRD #2973297
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
2
Exams
6
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JA

Jay Arthur Levy

California·CRD #4194319
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
18 yrs
States
5
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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JA

Jay A Shah

Florida·CRD #5306835
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
18 yrs
States
2
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
JR

Jayashree Rajesh

North Carolina·CRD #4387775
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
JB

Jay Barrett Barclay

Florida·CRD #4035158
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JB

Jay Barry

New Jersey·CRD #7506335
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
JB

Jay Benjamin Dworsky

Florida·CRD #2308692
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
15 yrs
States
8
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
JB

Jay B Gadberry

Arkansas·CRD #1590885
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
40 yrs
States
2
Exams
6
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JB

Jay B Mitchell

California·CRD #5126397
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
JB

Jay Brant Berger

Florida·CRD #2433529
Dual-registered

Dual-registered at REHMANN WEALTH

Experience
16 yrs
States
3
Exams
2
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JC

Jay Carl Sanders Jr,

California·CRD #7833247
IA Rep

Investment Adviser Rep at BLUE ZONE WEALTH ADVISORS, LLC

Experience
3 yrs
States
1
Exams
2
Since
2023
Est. fee
AUM / Flat Fee
View profile
JC

Jay Carlton Rohlman

Kansas·CRD #7330846
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
5 yrs
States
2
Exams
5
Since
2021
Est. fee
AUM / Other
View profile
JC

Jay Carlyle Sackett

New Jersey·CRD #4417039
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
JD

Jaycee Don Carroll

Utah·CRD #7477686
Dual-registered

Dual-registered at THREE SEASONS WEALTH

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile
JM

Jaycee Meza

California·CRD #6774468
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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