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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JC

Jeffrey Charles Avagian

Indiana·CRD #2858374
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
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JC

Jeffrey Charles Babcock

California·CRD #1555909
Dual-registered

Dual-registered at CREATIVEONE SECURITIES, LLC

Experience
39 yrs
States
1
Exams
3
Since
1987
Est. fee
AUM / Hourly
Minimum
$25k
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JC

Jeffrey Charles Cone

Louisiana·CRD #6066938
Dual-registered

Dual-registered at BEAM WEALTH ADVISORS, INC.

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$75k
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JC

Jeffrey Charles Davis

Massachusetts·CRD #2087821
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
36 yrs
States
2
Exams
7
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JC

Jeffrey Charles Dorward

Georgia·CRD #4330733
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JC

Jeffrey Charles Hall

California·CRD #6940918
IA Rep

Investment Adviser Rep at AVALAN, LLC

Experience
8 yrs
States
1
Exams
1
Since
2018
Fee
AUM / Hourly / Flat Fee
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JC

Jeffrey Charles Heisler

Massachusetts·CRD #5724539
IA Rep

Investment Adviser Rep at TWIN FOCUS CAPITAL PARTNERS, LLC

Experience
15 yrs
States
1
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$100.0M
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JC

Jeffrey Charles Huebner

Michigan·CRD #2894119
Dual-registered

Dual-registered at POINTE CAPITAL MANAGEMENT LLC

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Flat Fee
Minimum
$1.0M
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JC

Jeffrey Charles Kratz

New Jersey·CRD #2587839
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Commission / Flat Fee
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JC

Jeffrey Charles McFarlin

Minnesota·CRD #2205134
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Flat Fee
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JC

Jeffrey Charles Olenych

Pennsylvania·CRD #6320232
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
12 yrs
States
1
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee
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JC

Jeffrey Charles Pirk

Minnesota·CRD #4412881
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Commission / Flat Fee
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JC

Jeffrey Charles Roberto

New York·CRD #2387704
Dual-registered

Dual-registered at AVENTINE FINANCIAL GROUP

Experience
23 yrs
States
2
Exams
7
Since
2003
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
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JC

Jeffrey Charles Smith

Massachusetts·CRD #4163198
Dual-registered

Dual-registered at PEAK FINANCIAL MANAGEMENT INC

Experience
23 yrs
States
2
Exams
6
Since
2003
Est. fee
AUM / Hourly
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JC

Jeffrey Charles Van Fossen

Ohio·CRD #4557087
IA Rep

Investment Adviser Rep at ANCORA PRIVATE WEALTH ADVISORS, LLC

Experience
25 yrs
States
1
Since
2001
Est. fee
AUM / Flat Fee / Performance-based / Other
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JC

Jeffrey Chatlos

Connecticut·CRD #2128384
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
JC

Jeffrey Cheng Ming Lu

California·CRD #5356232
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
19 yrs
States
1
Exams
3
Since
2007
Fee
AUM / Other
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JC

Jeffrey Christian Mapstone

New York·CRD #319282
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
56 yrs
States
1
Exams
6
Since
1970
Est. fee
AUM / Hourly / Flat Fee
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JC

Jeffrey Christopher Brewer

North Carolina·CRD #5977196
Dual-registered

Dual-registered at MODERA WEALTH MANAGEMENT, LLC

Experience
14 yrs
States
1
Exams
4
Since
2012
Fee
AUM / Hourly / Flat Fee
View profile
JC

Jeffrey Christopher Lehrer

California·CRD #4491594
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
24 yrs
States
7
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
JC

Jeffrey Clark Petersen

Florida·CRD #6413160
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
JC

Jeffrey Claude Howard

North Carolina·CRD #2745266
IA Rep

Investment Adviser Rep at SALEM INVESTMENT COUNSELORS INC

Experience
29 yrs
States
2
Exams
3
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
JC

Jeffrey Clay Lynch

Alabama·CRD #1505081
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
40 yrs
States
17
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
JC

Jeffrey Clyde Marko

North Carolina·CRD #7458542
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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