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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JC

Jeffrey C Mote

New Jersey·CRD #2945023
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
3
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
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JC

Jeffrey Cody Garcia

Texas·CRD #5317282
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
19 yrs
States
1
Exams
4
Since
2007
Fee
AUM / Flat Fee / Performance-based
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JC

Jeffrey Cohen Hartman

Florida·CRD #2979071
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
1
Exams
9
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JC

Jeffrey Conflitti

Texas·CRD #6976640
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
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JC

Jeffrey Conway

California·CRD #7504985
IA Rep

Investment Adviser Rep at CONWAY PARTNERS

Experience
4 yrs
States
5
Exams
1
Since
2022
Fee
AUM / Flat Fee
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JC

Jeffrey Cosgrove

California·CRD #7408097
IA Rep

Investment Adviser Rep at WESTWOOD WEALTH MANAGEMENT

Experience
5 yrs
States
2
Exams
2
Since
2021
Est. fee
AUM
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JC

Jeffrey Craig Nelson

Minnesota·CRD #1143474
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
1
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JC

Jeffrey C Samsen

Connecticut·CRD #1546271
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
40 yrs
States
3
Exams
4
Since
1986
Est. fee
AUM / Flat Fee
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JC

Jeffrey C Thomas

Connecticut·CRD #6243698
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
4
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
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JC

Jeffrey Curt Adamson

Minnesota·CRD #1326517
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
6
Since
1985
Est. fee
AUM / Commission / Flat Fee
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JD

Jeffrey Dale Brown

Arizona·CRD #4864646
Dual-registered

Dual-registered at UNITED ADVISOR GROUP

Experience
13 yrs
States
1
Exams
4
Since
2013
Fee
AUM / Hourly / Flat Fee
View profile
JD

Jeffrey Dale Girard

California·CRD #7987456
IA Rep

Investment Adviser Rep at GIBBS WEALTH MANAGEMENT, LLC

Experience
2 yrs
States
2
Exams
1
Since
2024
Est. fee
AUM
Minimum
$25k
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JD

Jeffrey Dale Gorsline

Florida·CRD #3239000
Dual-registered

Dual-registered at EVERGREEN WEALTH MANAGEMENT, LLC

Experience
16 yrs
States
3
Exams
4
Since
2010
Est. fee
AUM
View profile
JD

Jeffrey Dale Heminitz

Pennsylvania·CRD #6933447
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
8 yrs
States
2
Exams
1
Since
2018
Est. fee
AUM / Flat Fee
View profile
JD

Jeffrey Dale Meinbresse Mr

Texas·CRD #5462911
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
19 yrs
States
1
Exams
6
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
JD

Jeffrey Daniel Burch

Florida·CRD #6625967
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
JD

Jeffrey Daniel Evans

California·CRD #1450880
Dual-registered

Dual-registered at GREENWICH ADVISORS, LLC

Experience
8 yrs
States
3
Exams
5
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
JD

Jeffrey Daniel Hagan

Nebraska·CRD #6776600
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
JD

Jeffrey Daniel Marchal

Ohio·CRD #4780572
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JD

Jeffrey Daniel Schroeder

North Carolina·CRD #5730926
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
16 yrs
States
1
Exams
5
Since
2010
Fee
AUM / Other
View profile
JD

Jeffrey Daniel Shanine

Illinois·CRD #5476309
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JD

Jeffrey Daniel Stahl

Texas·CRD #7969741
Dual-registered

Dual-registered at THE RETIREMENT PLANNING GROUP, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
View profile
JD

Jeffrey David Anton

California·CRD #1450782
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
1
Exams
9
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JD

Jeffrey David Bramlett

Georgia·CRD #7303200
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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