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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JJ

Jeffrey J Kosek

Florida·CRD #5166441
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
13 yrs
States
3
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JJ

Jeffrey J Martinides

New Jersey·CRD #1732562
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
3
Exams
5
Since
1987
Est. fee
AUM / Commission / Flat Fee
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JJ

Jeffrey J Morse

Illinois·CRD #4260222
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
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JJ

Jeffrey Joe Kaufman

Colorado·CRD #4141454
IA Rep

Investment Adviser Rep at INTEGRITY ADVISORY SOLUTIONS

Experience
26 yrs
States
4
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
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JJ

Jeffrey John Brink

Michigan·CRD #6455484
IA Rep

Investment Adviser Rep at DBS INVESTMENT ADVISERS, LLC

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Hourly / Other
Minimum
$250k
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JJ

Jeffrey John Casey

Michigan·CRD #3040426
Dual-registered

Dual-registered at CG ADVISORY SERVICES

Experience
28 yrs
States
3
Exams
3
Since
1998
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$5k
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JJ

Jeffrey John Cathersal

Washington·CRD #4522759
Dual-registered

Dual-registered at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Flat Fee
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JJ

Jeffrey John Cox

Utah·CRD #2649407
Dual-registered

Dual-registered at SUMMIT GLOBAL INVESTMENTS, LLC

Experience
28 yrs
States
1
Exams
5
Since
1998
Fee
AUM / Performance-based / Other
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JJ

Jeffrey John Fero II

Florida·CRD #6695555
Dual-registered

Dual-registered at IFG ADVISORY, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
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JJ

Jeffrey John Hockert

Minnesota·CRD #2510513
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee / Other
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JJ

Jeffrey John Lane

North Carolina·CRD #2116711
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
2
Exams
4
Since
1991
Est. fee
AUM / Commission / Flat Fee
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JJ

Jeffrey John Murphy

Texas·CRD #5708466
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
JJ

Jeffrey Johnston Buice

Georgia·CRD #5521137
Dual-registered

Dual-registered at MAIN STREET FINANCIAL SOLUTIONS, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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JJ

Jeffrey John Truitt

Georgia·CRD #5286544
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
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JJ

Jeffrey John Wagner

Arizona·CRD #1632417
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
37 yrs
States
1
Exams
8
Since
1989
Est. fee
AUM / Flat Fee
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JJ

Jeffrey John Zures

District Of Columbia·CRD #4610554
IA Rep

Investment Adviser Rep at SANCHEZ & ZURES, LLC

Experience
24 yrs
States
3
Exams
1
Since
2002
Est. fee
AUM / Hourly
Minimum
$250k
View profile
JJ

Jeffrey Jonathan Serell

Texas·CRD #5932940
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
JJ

Jeffrey Jon Buchanan

Florida·CRD #4083514
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
4
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JJ

Jeffrey Jon Cullen

Florida·CRD #4408760
Dual-registered

Dual-registered at WELLTH ADVISORY SERVICES, LLC

Experience
24 yrs
States
6
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
JJ

Jeffrey Jones Mars

Minnesota·CRD #1209069
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
43 yrs
States
3
Exams
5
Since
1983
Est. fee
AUM / Flat Fee
View profile
JJ

Jeffrey Jon Fink

California·CRD #1182394
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
43 yrs
States
3
Exams
6
Since
1983
Est. fee
AUM / Flat Fee
View profile
JJ

Jeffrey Jon Pridey

Idaho·CRD #2136022
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
JJ

Jeffrey Jon Romero

Arizona·CRD #2033625
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
35 yrs
States
2
Exams
4
Since
1991
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
JJ

Jeffrey Jon Tompkins

Florida·CRD #1213280
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
3
Exams
6
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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