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Jeffrey John Cathersal

Investment Adviser Representative at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Tacoma, WACRD #4522759Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
4 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
ArizonaNew YorkOregonWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/30/2008
Series 65
Uniform Investment Adviser Law Examination
Passed 5/2/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/4/2011
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/9/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Alexander Capital Wealth Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PENNY LANE WEALTH MANAGEMENT, LLCCurrent
8/9/2022Tacoma, WA
ALEXANDER CAPITAL, L.P.Current
5/25/2022Tacoma, WA
ALEXANDER CAPITAL WEALTH MANAGEMENT LLCCurrent
5/25/2022Tacoma, WA
ARBOR POINT ADVISORS
11/6/20205/26/2022Tacoma, WA
SECURITIES AMERICA ADVISORS, INC.
11/6/20205/26/2022Tacoma, WA
KMS FINANCIAL SERVICES, INC
4/1/200811/6/2020Tacoma, WA
PORTFOLIO STRATEGIES INC
1/3/20063/25/2010Tacoma, WA
PORTFOLIO STRATEGIES INC
7/16/200111/18/2004Tacoma, WA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jeffrey John Cathersal has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jeffrey John Cathersal - Financial Advisor in Tacoma, WA | AdvisorFinder