AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JK

Jeffrey Karl Weiss

Pennsylvania·CRD #4081851
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
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JK

Jeffrey Keith Racan

Arkansas·CRD #5145098
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
3
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
JK

Jeffrey Keith Ruffing

Pennsylvania·CRD #4504046
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JK

Jeffrey Keith Stukey

Illinois·CRD #4749573
Dual-registered

Dual-registered at WEALTHSPAN INVESTMENT MANAGEMENT, LLC

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
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JK

Jeffrey Keith Troll

Maryland·CRD #4048035
Dual-registered

Dual-registered at CW ADVISORS, LLC

Experience
21 yrs
States
1
Exams
1
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
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JK

Jeffrey Kenneth Bogdan

California·CRD #4452073
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
5
Exams
6
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JK

Jeffrey Kenneth Kirkpatrick

Georgia·CRD #3069597
Dual-registered

Dual-registered at DOVETAIL FINANCIAL GROUP LLC

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$400k
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JK

Jeffrey Kenneth Poole

Texas·CRD #5402851
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
JK

Jeffrey Kent Giguere Jr.

South Carolina·CRD #5700633
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
16 yrs
States
2
Exams
1
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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JK

Jeffrey Kent Tupper

Connecticut·CRD #3153364
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
JK

Jeffrey Kevin Beamer

Virginia·CRD #5432880
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
19 yrs
States
1
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JK

Jeffrey Key Golson

Louisiana·CRD #1457878
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JK

Jeffrey K Herr

Pennsylvania·CRD #6732319
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
1
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
JK

Jeffrey Kim

Georgia·CRD #6140948
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
JK

Jeffrey Kim Gin

Illinois·CRD #4556763
IA Rep

Investment Adviser Rep at EXODUS WEALTH, LLC

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
JK

Jeffrey Kim Lorenz

California·CRD #2732722
Dual-registered

Dual-registered at ADVISORY ALPHA, LLC

Experience
28 yrs
States
1
Exams
6
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
JK

Jeffrey K Jordan

Texas·CRD #1352413
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
1
Exams
3
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
JK

Jeffrey Klatzko

Florida·CRD #5003877
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
JK

Jeffrey K Miller

Alaska·CRD #5786351
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
4
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
JK

Jeffrey K Peng

Pennsylvania·CRD #3229788
IA Rep

Investment Adviser Rep at 1919 INVESTMENT COUNSEL, LLC

Experience
19 yrs
States
1
Since
2007
Est. fee
AUM / Flat Fee / Other
Minimum
$2.0M
View profile
JK

Jeffrey Kyle Better

California·CRD #1258069
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
2
Exams
5
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JL

Jeffrey Lamar Ward

Tennessee·CRD #4832326
IA Rep

Investment Adviser Rep at SAGEGUARD FINANCIAL GROUP, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
JL

Jeffrey Lance Schlesinger

Minnesota·CRD #1286749
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Flat Fee
View profile
JL

Jeffrey Laster

Connecticut·CRD #832466
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
49 yrs
States
3
Exams
6
Since
1977
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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