AdFi
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Jeffrey Kim Lorenz

Investment Adviser Representative at ADVISORY ALPHA, LLC

Rocklin, CACRD #2732722Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/28/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 6/7/1996
Series 24
General Securities Principal Examination
Passed 1/5/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 6/19/1996
Series 7
General Securities Representative Examination
Passed 5/30/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.017
Source

ADVISORY Alpha, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FINANCIAL NETWORK INVESTMENT CORPORATION
9/30/1997 – 11/20/2000EL SEGUNDO, CA
SECURITIES AMERICA, INC.
8/21/2001 – 2/14/2003LAVISTA, NE
DEAN WITTER REYNOLDS INC.
5/31/1996 – 9/11/1997PURCHASE, NY
PENSION PLANNERS SECURITIES, INC.
2/2/2005 – 10/17/2005SACRAMENTO, CA
LPL FINANCIAL LLC
12/15/2011 – 1/22/2016ROSEVILLE, CA
ESSEX NATIONAL SECURITIES, INC.
11/29/2006 – 12/16/2011ROSEVILLE, CA
PRIMEVEST FINANCIAL SERVICES, INC.
11/16/2000 – 10/10/2001ST. CLOUD, MN
CUSO FINANCIAL SERVICES, L.P.
10/24/2005 – 12/1/2006ROSEVILLE, CA
MUTUAL SECURITIES, INC.
1/15/2016 – 8/31/2021Rocklin, CA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jeffrey Kim Lorenz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.