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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JW

Jeffrey Wayne Roman

Florida·CRD #5974291
IA Rep

Investment Adviser Rep at CG ADVISORY SERVICES

Experience
15 yrs
States
2
Exams
4
Since
2011
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$5k
View profile
JW

Jeffrey Wayne Sand

New Mexico·CRD #2504199
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
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JW

Jeffrey W Brown

Virginia·CRD #6200617
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
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JW

Jeffrey W Chin

New York·CRD #1625630
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
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JW

Jeffrey W Dawkins

Florida·CRD #5031138
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
5
Since
2006
Est. fee
AUM / Commission / Flat Fee
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JW

Jeffrey Weaver

California·CRD #7142252
Dual-registered

Dual-registered at MARINER ADVISOR NETWORK

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
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JW

Jeffrey W Eveland

Colorado·CRD #4512308
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
6
Exams
3
Since
2002
Est. fee
AUM / Commission / Flat Fee
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JW

Jeffrey Willard Apps

Colorado·CRD #4327629
Dual-registered

Dual-registered at ARAX ADVISORY PARTNERS

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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JW

Jeffrey William Anderson

Texas·CRD #6573377
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
JW

Jeffrey William Carroll

Connecticut·CRD #6747330
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
JW

Jeffrey William Dowling Holsinger

California·CRD #7144842
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
JW

Jeffrey William Fitz

Florida·CRD #2211620
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
34 yrs
States
3
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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JW

Jeffrey William Gustafson

California·CRD #5653082
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JW

Jeffrey William Helfrich

Texas·CRD #4455709
IA Rep

Investment Adviser Rep at PENN DAVIS MCFARLAND INC

Experience
16 yrs
States
1
Since
2010
Est. fee
AUM
Minimum
$1.0M
View profile
JW

Jeffrey William Hinkle

Colorado·CRD #5919970
IA Rep

Investment Adviser Rep at WESTERN WEALTH MANAGEMENT LLC

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
JW

Jeffrey William Keyes

New York·CRD #2057900
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
36 yrs
States
2
Exams
4
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JW

Jeffrey William Kralovec

Wisconsin·CRD #4011612
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
JW

Jeffrey William Leppert

Pennsylvania·CRD #2834622
Dual-registered

Dual-registered at USA FINANCIAL SECURITIES LLC

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
JW

Jeffrey William McClure

Louisiana·CRD #1089802
Dual-registered

Dual-registered at THE PERSONAL WEALTH COACH

Experience
35 yrs
States
3
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
JW

Jeffrey William Mullaney

District Of Columbia·CRD #4584588
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
4
Exams
4
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
JW

Jeffrey William-Powers Tuttle

Florida·CRD #5728417
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
JW

Jeffrey Williams

California·CRD #6391512
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
3
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
JW

Jeffrey William Wangard

Texas·CRD #1282818
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
42 yrs
States
2
Exams
6
Since
1984
Est. fee
AUM / Flat Fee
View profile
JW

Jeffrey W Inabinet Jr

South Carolina·CRD #6159080
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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