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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JW

Jeffrey W Richards

Illinois·CRD #7556752
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
JW

Jeffrey Wu

New York·CRD #6588252
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
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JW

Jeffrey W Waldrop

New Mexico·CRD #5890900
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
3
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
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JY

Jeffrey Yim

California·CRD #7677035
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
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JZ

Jeffrey Zavila

New Jersey·CRD #4886687
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
18 yrs
States
2
Exams
10
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
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JR

Jeff R Maas

California·CRD #4673196
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JA

Jeffry Allen Carman

South Carolina·CRD #1560463
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
6
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JR

Jeff Ryan Osaer

Michigan·CRD #5966470
Dual-registered

Dual-registered at SPARTAN WEALTH MANAGEMENT

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
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JD

Jeffry David Ambrose

Maryland·CRD #5523215
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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JD

Jeffry David Benoit

Illinois·CRD #1481306
Dual-registered

Dual-registered at FIDUCIENT ADVISORS LLC

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Flat Fee / Performance-based
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JD

Jeffry Diacono

California·CRD #2622532
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
5
Exams
6
Since
1995
Est. fee
AUM / Commission / Flat Fee
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JD

Jeffry Donald Cook

Illinois·CRD #2015593
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
35 yrs
States
4
Exams
6
Since
1991
Fee
AUM
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JJ

Jeffry J Brigman

Wisconsin·CRD #731079
Dual-registered

Dual-registered at DANA INVESTMENT ADVISORS INC

Experience
37 yrs
States
1
Exams
3
Since
1989
Fee
AUM / Flat Fee / Performance-based
View profile
JJ

Jeffry Jonathon Roundy

Texas·CRD #2579984
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
2
Exams
5
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
JJ

Jeffry Joseph Haspel

Colorado·CRD #1934054
Dual-registered

Dual-registered at CARTER, TERRY & COMPANY, INC.

Experience
37 yrs
States
4
Exams
4
Since
1989
Est. fee
AUM
Minimum
$25k
View profile
JM

Jeffry Michael Kennat

Ohio·CRD #2543009
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
25 yrs
States
1
Exams
7
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
JS

Jeff Schuetts

Texas·CRD #2609736
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
1
Exams
7
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
JS

Jeff Scott Crawford

Idaho·CRD #1535345
IA Rep

Investment Adviser Rep at HBW ADVISORY SERVICES LLC

Experience
39 yrs
States
3
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
View profile
JS

Jeff Scott Richman

Colorado·CRD #2534469
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
32 yrs
States
2
Exams
8
Since
1994
Fee
AUM / Other
View profile
JT

Jeff Thomas Golden

Illinois·CRD #4557838
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Flat Fee
View profile
JT

Jeff Toeniskoetter

Florida·CRD #7348791
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Fee
AUM
View profile
JW

Jeff W Lanscek

Pennsylvania·CRD #4746541
IA Rep

Investment Adviser Rep at MILESTONE FINANCIAL ASSOCIATES, LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
JW

Jeff W McDonald

Oklahoma·CRD #6341153
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
JW

Jeff W Webb

California·CRD #6486331
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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