AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AK

Ace Karsten Baker

California·CRD #6742262
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
3
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Ac Morgan

California·CRD #2454448
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
4
Exams
8
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Adad Bauger

Florida·CRD #7515092
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
4
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AE

Ada Emilia Lubanski Ms

Pennsylvania·CRD #8230640
IA Rep

Investment Adviser Rep at BLBB ADVISORS

States
1
Since
2026
Fee
AUM / Flat Fee / Other
View profile
AC

Adalberto Cuevas

Texas·CRD #2163392
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
1
Exams
4
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
AF

Adalberto Fuentes

California·CRD #6587219
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
7
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Adam A Allgaier

Colorado·CRD #7327603
IA Rep

Investment Adviser Rep at MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

Experience
5 yrs
States
1
Exams
1
Since
2021
Fee
AUM
View profile
AA

Adam Abida

New Jersey·CRD #7838297
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AH

Adama Hawa Diallo

Maryland·CRD #7611574
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Adam Alexander Avila

Rhode Island·CRD #6124928
Dual-registered

Dual-registered at PALLAS CAPITAL ADVISORS, LLC

Experience
13 yrs
States
1
Exams
5
Since
2013
Fee
AUM / Hourly / Flat Fee
View profile
AA

Adam Alexander Krol

Connecticut·CRD #6830448
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
AA

Adam Alexander Merino

California·CRD #5408789
Dual-registered

Dual-registered at LEGEND CAPITAL

Experience
16 yrs
States
5
Exams
4
Since
2010
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
View profile
AA

Adam Ambielli

New York·CRD #6334393
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
3
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AA

Adam Amir Bagherian

California·CRD #5021825
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AA

Adam Amiri

California·CRD #7932820
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Adam Anderson Burke

Arkansas·CRD #7985467
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

States
1
Exams
4
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
AA

Adam Andrew Bronson

Texas·CRD #4228649
Dual-registered

Dual-registered at PROBITY ADVISORS, INC.

Experience
22 yrs
States
1
Exams
2
Since
2004
Fee
AUM / Hourly / Flat Fee
View profile
AA

Adam Angibeau

Connecticut·CRD #6191823
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
10 yrs
States
1
Exams
4
Since
2016
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AA

Adam Anthony Helwich

Illinois·CRD #5053965
Dual-registered

Dual-registered at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
AA

Adam Anthony Pena

New Jersey·CRD #7051463
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Adam Anthony Waitkevich

Massachusetts·CRD #4735172
Dual-registered

Dual-registered at CONCORD WEALTH PARTNERS

Experience
22 yrs
States
1
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
AA

Adam Anthony Weingartner

Florida·CRD #5264426
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
19 yrs
States
3
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
AA

Adam Applegate

Indiana·CRD #4936894
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
5
Exams
7
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Ada Margaret Brewster

Texas·CRD #6165963
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
13 yrs
States
1
Exams
5
Since
2013
Fee
AUM / Flat Fee / Performance-based
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 18 | AdvisorFinder