AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AS

Adama Sanogo

New York·CRD #5429633
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
AB

Adam Band

Maryland·CRD #5644486
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Adam Barrett Spence

Texas·CRD #4569706
Dual-registered

Dual-registered at CX INSTITUTIONAL, LLC

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Flat Fee
Minimum
$5k
View profile
AB

Adam Batchelor

North Carolina·CRD #6523959
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
9 yrs
States
1
Exams
4
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AB

Adam Bateman

Massachusetts·CRD #5412669
Dual-registered

Dual-registered at FLAGSHIP HARBOR ADVISORS, LLC

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
AB

Adam B Davey

North Carolina·CRD #7600085
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Adam Behrens

New Jersey·CRD #5736356
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
4
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Adam Benjamin Coleman

North Carolina·CRD #5292043
IA Rep

Investment Adviser Rep at COMPOUND PLANNING, INC.

Experience
6 yrs
States
2
Exams
1
Since
2020
Est. fee
AUM / Flat Fee / Other
Minimum
$25k
View profile
AB

Adam B Heapy

California·CRD #8030392
IA Rep

Investment Adviser Rep at NEWEDGE ADVISORS

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Hourly / Flat Fee
View profile
AB

Adam Blaine Toft

Florida·CRD #4937252
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
AB

Adam Blake Peters

Colorado·CRD #3241230
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
26 yrs
States
1
Exams
4
Since
2000
Fee
AUM / Flat Fee / Performance-based
View profile
AB

Adam Blocki

Colorado·CRD #5947257
Dual-registered

Dual-registered at ARAX ADVISORY PARTNERS

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
AB

Adam B Plattner

Arkansas·CRD #4986543
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Adam Bradley Martin

California·CRD #7693083
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Adam Bradley Rosier

Michigan·CRD #2291416
Dual-registered

Dual-registered at STRATEGIC BLUEPRINT, LLC

Experience
34 yrs
States
1
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee / Subscription / Other
Minimum
$25k
View profile
AB

Adam Brady

Minnesota·CRD #7687890
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Flat Fee
View profile
AB

Adam Breckenridge Beard

California·CRD #2642691
Dual-registered

Dual-registered at IEQ CAPITAL, LLC

Experience
26 yrs
States
3
Exams
4
Since
2000
Est. fee
AUM / Flat Fee
View profile
AB

Adam Brendan Bolger

North Carolina·CRD #6985818
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Adam Brenders

Michigan·CRD #7458223
IA Rep

Investment Adviser Rep at REHMANN WEALTH

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AB

Adam Brent Stovall

Texas·CRD #3172014
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
1
Exams
7
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Adam Brett Simon

Georgia·CRD #2524249
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
28 yrs
States
1
Exams
14
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AB

Adam Brian Himelson

California·CRD #5591825
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AB

Adam Brian Parrie

Missouri·CRD #6104343
Dual-registered

Dual-registered at CONVERGENCE FINANCIAL

Experience
11 yrs
States
1
Exams
12
Since
2015
Fee
AUM / Hourly / Flat Fee
View profile
AB

Adam Bruce Carter

Florida·CRD #5268378
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 19 | AdvisorFinder