AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AS

Andrew S Diozzi

Massachusetts·CRD #6131998
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
13 yrs
States
1
Exams
5
Since
2013
Fee
AUM / Hourly / Flat Fee
View profile
AS

Andrew S Ellison

Alabama·CRD #5184366
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
46
Exams
4
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
AS

Andrew Seth Kampf

Alaska·CRD #826362
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
50 yrs
States
44
Exams
6
Since
1976
Est. fee
AUM / Commission / Flat Fee
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AS

Andrew Shayne Hempeck

California·CRD #2237301
Dual-registered

Dual-registered at CREEKSIDE PARTNERS

Experience
22 yrs
States
1
Exams
5
Since
2004
Fee
AUM / Flat Fee
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AS

Andrew Sherman

Arkansas·CRD #7332878
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
7
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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AS

Andrew Shi-Yi Lieu

New Jersey·CRD #5189147
Dual-registered

Dual-registered at ROUNDVIEW CAPITAL, LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Flat Fee
Minimum
$1.0M
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AS

Andrew Simmons

Alabama·CRD #2110055
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
53
Exams
8
Since
2002
Est. fee
AUM / Commission / Flat Fee
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AS

Andrew Sinclair

Alabama·CRD #7149060
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
42
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
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AS

Andrew Sinclair Poreda

Texas·CRD #7165450
IA Rep

Investment Adviser Rep at SAGE ADVISORY SERVICES LTD CO

Experience
7 yrs
States
1
Exams
1
Since
2019
Fee
AUM / Flat Fee
View profile
AS

Andrew Slay

Virginia·CRD #6561061
IA Rep

Investment Adviser Rep at KENNONDALE CAPITAL MANAGEMENT

Experience
7 yrs
States
1
Exams
2
Since
2019
Est. fee
AUM
Minimum
$1.0M
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AL

Andrews Lord Browne

Georgia·CRD #4569067
Dual-registered

Dual-registered at IFG ADVISORY, LLC

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
AS

Andrew S Lucas

Alabama·CRD #5670350
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
51
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
AS

Andrew S. Nava Jimenez

Arizona·CRD #8014861
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
7
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AS

Andrew Snow Trueschler

Alabama·CRD #7812621
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
53
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AS

Andrew Spearing Hansen

Illinois·CRD #6808644
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
8 yrs
States
1
Exams
5
Since
2018
Est. fee
AUM / Flat Fee
View profile
AS

Andrew Spross

Texas·CRD #7223595
IA Rep

Investment Adviser Rep at ACADEMY CAPITAL MANAGEMENT

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM
View profile
AS

Andrew Spuhler

California·CRD #7510599
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
18
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AS

Andrew Stanley Krakauer

Arizona·CRD #1613159
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
39 yrs
States
5
Exams
6
Since
1987
Est. fee
AUM / Hourly / Flat Fee
View profile
AS

Andrew Stephen Ettlinger

Alabama·CRD #6664274
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
53
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AS

Andrew Stephen Klazmer

Arizona·CRD #6520751
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
15
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
AS

Andrew Stephen Leonard

California·CRD #5928927
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
15 yrs
States
25
Exams
5
Since
2011
Est. fee
AUM / Flat Fee
View profile
AS

Andrew Stephen Mancuso

Arizona·CRD #5956516
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
15 yrs
States
14
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
AS

Andrew Stephen Miller

Colorado·CRD #5615783
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
17 yrs
States
22
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
AS

Andrew Stephen Thelander

Arizona·CRD #4657706
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
22 yrs
States
32
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 188 | AdvisorFinder