AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AS

Andrew Steven Conn

Arizona·CRD #6872597
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
7 yrs
States
36
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
View profile
AS

Andrew Steven Cortese

N/A·CRD #7170385
IA Rep

Investment Adviser Rep at MODERA WEALTH MANAGEMENT, LLC

Experience
1 yrs
Exams
3
Fee
AUM / Hourly / Flat Fee
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AS

Andrew Steven Fentress

Alabama·CRD #5825420
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
15 yrs
States
38
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
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AS

Andrew Steven Heifer

Pennsylvania·CRD #3028582
Dual-registered

Dual-registered at CREATIVEONE WEALTH, LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
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AS

Andrew Steven Holpe

Virginia·CRD #6008064
IA Rep

Investment Adviser Rep at RICHMOND QUANTITATIVE ADVISORS, LLC

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$500k
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AS

Andrew Steven Isaac

Arizona·CRD #2636667
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
16
Exams
7
Since
1995
Est. fee
AUM / Commission / Flat Fee
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AS

Andrew Steven Kowal

Missouri·CRD #7545671
Dual-registered

Dual-registered at MBM WEALTH CONSULTANTS, LLC

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee
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AS

Andrew Steven Mack

New York·CRD #5932062
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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AS

Andrew Steven Meyers

Alabama·CRD #5012591
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
19 yrs
States
28
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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AS

Andrew Steven Mulder

Arizona·CRD #5576950
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
9
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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AS

Andrew Steven Nida

Colorado·CRD #7348523
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
10
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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AS

Andrew Steven Pritsios

California·CRD #4320881
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
22
Exams
6
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
AS

Andrew Steven Riis

Indiana·CRD #7894499
IA Rep

Investment Adviser Rep at REDHAWK WEALTH ADVISORS, INC.

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Flat Fee
Minimum
$1k
View profile
AS

Andrew Steven Zamfotis

California·CRD #2929430
Dual-registered

Dual-registered at AMI ASSET MANAGEMENT CORP

Experience
11 yrs
States
1
Exams
2
Since
2015
Fee
AUM
View profile
AS

Andrew Stewart Katchen

Alaska·CRD #3196392
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
27 yrs
States
20
Exams
4
Since
1999
Est. fee
AUM / Flat Fee
View profile
AS

Andrew Stewart Levacy

California·CRD #4219193
Dual-registered

Dual-registered at CREATIVEONE SECURITIES, LLC

Experience
26 yrs
States
7
Exams
5
Since
2000
Est. fee
AUM / Hourly
Minimum
$25k
View profile
AS

Andrew Stewart Martzloff

N/A·CRD #4381100
IA Rep

Investment Adviser Rep at BITTERROOT CAPITAL ADVISORS LLC

Experience
22 yrs
Since
2004
Est. fee
AUM / Flat Fee
View profile
AS

Andrew S Toccaceli

Ohio·CRD #6250343
IA Rep

Investment Adviser Rep at W.A. SMITH FINANCIAL GROUP

Experience
13 yrs
States
1
Exams
1
Since
2013
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile
AS

Andrew Strickland Martin

Alabama·CRD #1570139
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
4
Exams
6
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AS

Andrew Strom Knutson

Minnesota·CRD #6415064
Dual-registered

Dual-registered at VAN CLEMENS WEALTH MANAGEMENT, LLC

Experience
11 yrs
States
1
Exams
7
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
AS

Andrew Stuart Cecil

Arizona·CRD #1236781
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
30
Exams
5
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
AT

Andrew Talman Kross

Alaska·CRD #5666325
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
17 yrs
States
40
Exams
3
Since
2009
Est. fee
AUM / Flat Fee
View profile
AT

Andrew Tang

Alabama·CRD #3157581
Dual-registered

Dual-registered at TURNER FINANCIAL GROUP, INC.

Experience
27 yrs
States
3
Exams
5
Since
1999
Fee
AUM / Hourly / Flat Fee / Other
View profile
AT

Andrew Taylor Crofton

Illinois·CRD #2504659
Dual-registered

Dual-registered at FIVE ELEVEN PARTNERS

Experience
1 yrs
States
2
Exams
4
Since
2025
Est. fee
AUM / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 189 | AdvisorFinder