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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
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Anh Dao Pham Starita

Arizona·CRD #7639922
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
13
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AH

Anh Hoang Brow

California·CRD #6629938
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
17
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Anh Minh Huynh

California·CRD #5153412
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
3
Exams
7
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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AT

Anh Tuan Nghiem

Alabama·CRD #6767588
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
53
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Ani Abrahamson

California·CRD #7188413
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
AJ

Anibal Jose Angel

Texas·CRD #2926424
Dual-registered

Dual-registered at WESTWOOD MANAGEMENT CORP

Experience
21 yrs
States
1
Exams
4
Since
2005
Fee
AUM / Performance-based
View profile
AJ

Anibal Josue Perez Duarte

Alabama·CRD #7604511
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
53
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Anibal Miatello

Alaska·CRD #5724180
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
18
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
AG

Aniello Gino Fabi

Arizona·CRD #2446575
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
32 yrs
States
24
Exams
4
Since
1994
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
AL

Aniello Luca Iazzetta

Alabama·CRD #6421346
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
53
Exams
5
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
AN

Anietie Ntuk Ijoma

Georgia·CRD #5997752
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
1
Exams
9
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AM

Anika Mahfuza Raschid

Arizona·CRD #6809624
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
35
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Anila Buja

Arizona·CRD #7699434
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
2 yrs
States
25
Exams
3
Since
2024
Est. fee
AUM / Flat Fee
View profile
AM

Anila Mato

Alabama·CRD #5968670
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
53
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Anil Chandrakant Patel

Arizona·CRD #4351833
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
25 yrs
States
25
Exams
4
Since
2001
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
AG

Anil Gulati

California·CRD #1137733
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
12
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AK

Anil Kapoor

Alabama·CRD #5952370
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
53
Exams
6
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Anil K Daka

Illinois·CRD #5949944
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Flat Fee
View profile
AS

Anil Suri

Alabama·CRD #2540257
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
53
Exams
6
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
AN

Anima Nikonthet

Maine·CRD #7970940
IA Rep

Investment Adviser Rep at ENCOMPASS MORE ASSET MANAGEMENT LLC

Experience
2 yrs
States
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Subscription
View profile
AB

Anindita Banerjee

Alabama·CRD #8126547
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
53
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Anindita Mohanty

California·CRD #6151323
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
13 yrs
States
6
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
AS

Anirudh Shastry

Texas·CRD #7778629
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
AD

Anisa Dunn

Wisconsin·CRD #7013805
IA Rep

Investment Adviser Rep at JOHNSON WEALTH INC.

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 205 | AdvisorFinder