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Aniello Gino Fabi

Investment Adviser Representative at HSBC SECURITIES (USA) INC.

Brooklyn, NYCRD #2446575Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
24 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Aniello Gino Fabi has worked in the securities industry since 1994. They are registered to provide investment advisory services in 24 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 24 states
ArizonaCaliforniaColoradoConnecticutFloridaGeorgiaHawaiiKentuckyMaineMarylandMassachusettsMichiganMinnesotaNevadaNew HampshireNew JerseyNew YorkNorth CarolinaPennsylvaniaRhode IslandSouth CarolinaVermontVirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/7/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 7/8/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/18/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.20%
Next $500,0001.00%
Next $1,000,0000.90%
Next $3,000,0000.80%
Next $5,000,0000.65%
Above $10,000,0000.55%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

HSBC Securities (USA) Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HSBC SECURITIES (USA) INC.Current
8/14/2008Brooklyn, NY
HSBC SECURITIES (USA) INC.Current
12/14/2007Staten Island, NY
GUNNALLEN FINANCIAL, INC
6/16/200612/7/2007Carle Place, NY
RAYMOND JAMES FINANCIAL SERVICES, INC.
1/4/19996/21/2006Brooklyn, NY
ROBERT THOMAS SECURITIES, INC
1/8/19981/4/1999St. Petersburg, FL
FIRST METROPOLITAN SECURITIES, INC.
10/28/199712/19/1997New York, NY
SHAMUS GROUP, INC.
6/19/199710/31/1997
FIRST CAMBRIDGE SECURITIES CORPORATION
2/3/19975/23/1997New York, NY
SOVEREIGN EQUITY MANAGEMENT CORP.
7/13/19951/31/1997Deerfield Beach, FL
HANOVER, STERLING & COMPANY LTD.
4/20/19947/11/1995New York, NY
JOSEPH ROBERTS & CO., INC.
3/17/19956/9/1995Pompano Beach, FL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Aniello Gino Fabi has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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