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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AY

Anna Yu

California·CRD #7435583
Dual-registered

Dual-registered at CERTUITY, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Flat Fee / Performance-based
View profile
AB

Ann Beth Barham

Texas·CRD #7340659
Dual-registered

Dual-registered at TITLEIST ASSET MANAGEMENT, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
AB

Ann Bettendorf Freeman

Arizona·CRD #1876786
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
27
Exams
4
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Ann B Singleton

Alabama·CRD #1578303
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
16
Exams
3
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AC

Ann Cassavaugh Watson

Alabama·CRD #2449443
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
31
Exams
5
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Ann Catherine Jahnke

Arizona·CRD #1988937
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
35
Exams
4
Since
1998
Est. fee
AUM / Flat Fee
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AC

Ann Cirullo

Alabama·CRD #4400687
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
53
Exams
4
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Ann C Kavanaugh

Arizona·CRD #4653035
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
13
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AD

Ann Damon Haas

Alabama·CRD #1618834
IA Rep

Investment Adviser Rep at 1919 INVESTMENT COUNSEL, LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Flat Fee / Other
Minimum
$2.0M
View profile
AL

Anndrea Lyn Ford

Arizona·CRD #2600879
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
38
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Anne Arden Majors

Virginia·CRD #7863190
IA Rep

Investment Adviser Rep at THE BURNEY COMPANY

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Flat Fee
Minimum
$750k
View profile
AB

Anne Ballantini-Poeppe

Arizona·CRD #5522857
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
16
Exams
6
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AB

Anne Bardenheier Dolph

Alabama·CRD #1391151
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
17
Exams
4
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Anne Belmonte Luburic

Arizona·CRD #2172044
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
13
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Anne Benton

Alabama·CRD #5621789
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
52
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Anne Bethany Robinson

Texas·CRD #5370418
Dual-registered

Dual-registered at QUADCAP WEALTH MANAGEMENT, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Flat Fee
View profile
AB

Anne Bliss Kiser

Colorado·CRD #6794676
IA Rep

Investment Adviser Rep at MAIA WEALTH

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
View profile
AB

Anne Boudreaux

Alabama·CRD #2737955
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
40
Exams
6
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Anne Bushey

Alabama·CRD #6983109
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
53
Exams
6
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AE

Ann E Caruso

California·CRD #2006232
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
20
Exams
6
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
AV

Anne-Catherine Vinickas

California·CRD #4893821
Dual-registered

Dual-registered at REDWOOD FINANCIAL NETWORK

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$250k
View profile
AC

Anne C Briggs

Alabama·CRD #2689265
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
30 yrs
States
8
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
AC

Anne Clark Gaiennie

Louisiana·CRD #5797869
Dual-registered

Dual-registered at CULLEN INVESTMENT GROUP

Experience
16 yrs
States
2
Exams
5
Since
2010
Fee
AUM
View profile
AC

Anne Collisson Beyel

California·CRD #7184779
IA Rep

Investment Adviser Rep at IEQ CAPITAL, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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