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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AC

Anne Cooke Dimon

Louisiana·CRD #1979543
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
AC

Anne Copeland Scott

Connecticut·CRD #6436360
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
AD

Anne De Louvigny Stone

Arizona·CRD #4214702
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
19
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
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AD

Anne Drew Allen

Alabama·CRD #7190312
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
7 yrs
States
49
Exams
3
Since
2019
Est. fee
AUM / Performance-based
Minimum
$250k
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AE

Anne E Brown

Alabama·CRD #2024443
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
12 yrs
States
52
Exams
7
Since
2014
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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AE

Anne E Kraljic

Arizona·CRD #4325006
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
28
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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AE

Anne Elizabeth Conway

Arizona·CRD #7410162
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
5 yrs
States
35
Exams
3
Since
2021
Est. fee
AUM / Flat Fee
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AE

Anne Elizabeth Cusick

Illinois·CRD #4143462
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Flat Fee
View profile
AE

Anne Elizabeth Hale

Alabama·CRD #4021678
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
37
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
AH

Anne-Elizabeth Huynh

Texas·CRD #3195490
Dual-registered

Dual-registered at PAUL COMSTOCK PARTNERS

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Flat Fee
Minimum
$10.0M
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AE

Anne Elizabeth Marr Topping

Alabama·CRD #5550500
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
4
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AE

Anne Elizabeth Schrenk

Alaska·CRD #2491274
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
42
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
AE

Anne Elizabeth Wight

Alaska·CRD #5312365
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
18 yrs
States
34
Exams
3
Since
2008
Est. fee
AUM / Flat Fee
View profile
AE

Anne Elsebeth Orr

Alabama·CRD #7897452
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
29
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AE

Anne E Rossi

Florida·CRD #6153230
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
3
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
AE

Anne Estelle Skorobohaty

Arizona·CRD #7214047
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
39
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AE

Anne E Wilson

Alabama·CRD #8261010
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
AF

Anne Folkerth Conway

Ohio·CRD #1636495
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
39 yrs
States
1
Exams
5
Since
1987
Fee
AUM / Other
View profile
AG

Anne Greenblatt London

Alabama·CRD #2989128
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
29 yrs
States
23
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
AJ

Anne Jennifer Emblidge

Alabama·CRD #6778677
Dual-registered

Dual-registered at TRUBEE WEALTH ADVISORS, INC.

Experience
9 yrs
States
31
Exams
3
Since
2017
Est. fee
AUM / Flat Fee
View profile
AJ

Anne Jochuan Egan

Alabama·CRD #2891801
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
44
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Anne Katherine Callahan

California·CRD #7766526
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
3 yrs
States
7
Exams
4
Since
2023
Est. fee
AUM / Flat Fee
View profile
AK

Anne Katherine Ohara

California·CRD #6809289
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AK

Anne K Spreng-Cole

Ohio·CRD #7779847
IA Rep

Investment Adviser Rep at SPRENG CAPITAL MANAGEMENT, INC.

Experience
2 yrs
States
2
Exams
1
Since
2024
Est. fee
AUM / Hourly
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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