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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AP

Adam Philip Stern

Wisconsin·CRD #8013226
IA Rep

Investment Adviser Rep at JOHNSON WEALTH INC.

Experience
2 yrs
States
1
Since
2024
Est. fee
AUM / Flat Fee
View profile
AP

Adam Powell

Washington·CRD #7330188
IA Rep

Investment Adviser Rep at PRIVATE ADVISORY

Experience
5 yrs
States
1
Exams
1
Since
2021
Fee
AUM / Performance-based
Minimum
$500k
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AP

Adam Presney Gonzalez

Arizona·CRD #6822156
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
8 yrs
States
28
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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AP

Adam P Rivituso

Alabama·CRD #5051966
IA Rep

Investment Adviser Rep at INVESCO ADVISERS, INC.

States
53
Fee
AUM / Performance-based
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AR

Adam Randolph Lampe

Alaska·CRD #4929585
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
22
Fee
AUM / Hourly / Flat Fee
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AR

Adam Randolph Lulow

California·CRD #5388711
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
15
Fee
AUM / Hourly / Flat Fee
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AR

Adam Ray Harvey

Arizona·CRD #4780521
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
19
Fee
AUM / Hourly / Flat Fee
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AR

Adam Raymond Carroll

New Hampshire·CRD #7800642
Dual-registered

Dual-registered at COPPELL ADVISORY SOLUTIONS LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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AR

Adam Ray Zwemke

Alabama·CRD #7341615
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
33
Fee
AUM / Commission / Flat Fee
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AR

Adam Reid Dowlen

Texas·CRD #7324760
Dual-registered

Dual-registered at COPPELL ADVISORY SOLUTIONS LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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AR

Adam Reid Kilker

Missouri·CRD #5096961
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
1
Fee
AUM / Hourly / Flat Fee
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AR

Adam Reiter Negangard

Alabama·CRD #7786423
IA Rep

Investment Adviser Rep at U.S. BANCORP ADVISORS, LLC

States
52
Fee
AUM / Other
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AR

Adam Renald Macdonald

Oregon·CRD #7996720
IA Rep

Investment Adviser Rep at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
2 yrs
States
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
AR

Adam Reza Cader

Alabama·CRD #5252684
IA Rep

Investment Adviser Rep at SYNOVUS SECURITIES, INC.

States
53
Fee
AUM / Commission / Hourly / Flat Fee
View profile
AR

Adam Richard Johnson

Alabama·CRD #5472372
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
48
Fee
AUM / Commission / Flat Fee
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AR

Adam Richard Mattson

Illinois·CRD #5885144
IA Rep

Investment Adviser Rep at HORIZON INVESTMENTS LLC

States
4
Fee
AUM / Flat Fee
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AR

Adam Richard Stojanowski

New York·CRD #4998364
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AR

Adam R Little

Alabama·CRD #5898337
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AR

Adam Robert Bott

Arizona·CRD #6010725
IA Rep

Investment Adviser Rep at INDEPENDENT ADVISOR ALLIANCE, LLC

States
15
Fee
AUM / Hourly / Flat Fee
View profile
AR

Adam Robert Devone

California·CRD #1506645
Dual-registered

Dual-registered at G.W. SHERWOLD ASSOCIATES, INC.

Experience
39 yrs
States
1
Exams
3
Fee
AUM / Hourly / Flat Fee
View profile
AR

Adam Robert Freund

Michigan·CRD #5726306
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AR

Adam Robert Katch

Wisconsin·CRD #5012407
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AR

Adam Robert Koson

Tennessee·CRD #7043390
IA Rep

Investment Adviser Rep at SILVER OAK SECURITIES, INC.

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AR

Adam Robert Leone

California·CRD #7812445
Dual-registered

Dual-registered at ACCURATE WEALTH MANAGEMENT, LLC

Experience
3 yrs
States
8
Exams
4
Since
2023
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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