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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AJ

Adam Jay Goldberg

California·CRD #7407937
IA Rep

Investment Adviser Rep at ASSETMARK, INC.

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Flat Fee
View profile
AJ

Adam J Bornstein

Florida·CRD #2217926
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
3
Exams
5
Since
1992
Est. fee
AUM / Commission / Flat Fee
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AJ

Adam J Collins

Arizona·CRD #4972262
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
6
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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AJ

Adam J Costantini

Connecticut·CRD #6243567
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Adam Jeffrey Glassman

Pennsylvania·CRD #8085279
IA Rep

Investment Adviser Rep at RIGGS ASSET MANAGEMENT CO INC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
AJ

Adam Jeffrey Smith

Michigan·CRD #7265354
Dual-registered

Dual-registered at SPARTAN WEALTH MANAGEMENT

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
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AJ

Adam Jehial Kohn

Florida·CRD #3243648
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
AJ

Adam Jesse Gurien

Delaware·CRD #2302341
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
4
Exams
8
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Adam J Fiore

Pennsylvania·CRD #5961376
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Adam J Handler

California·CRD #5414249
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AJ

Adam J Klumb

Illinois·CRD #7738025
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
2 yrs
States
2
Exams
3
Since
2024
Fee
AUM
View profile
AJ

Adam John Barker

Pennsylvania·CRD #5922078
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Adam John Gallant

North Dakota·CRD #6527168
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
11 yrs
States
2
Exams
3
Since
2015
Fee
AUM / Other
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AJ

Adam John Hossink

Michigan·CRD #6677362
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
AJ

Adam John Jefferis

Virginia·CRD #4937989
Dual-registered

Dual-registered at RETIREMENT PLANOLOGY, INC.

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
AJ

Adam John Legg

Illinois·CRD #6491413
Dual-registered

Dual-registered at ISTO ADVISORS, LLC

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
AJ

Adam John Miloro

Massachusetts·CRD #4664430
IA Rep

Investment Adviser Rep at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
AJ

Adam John Rogalla

Minnesota·CRD #5722496
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
AJ

Adam John Russell

North Carolina·CRD #5103109
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
1
Exams
7
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Adam Johnson

Tennessee·CRD #5028457
IA Rep

Investment Adviser Rep at SAVVY

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
AJ

Adam Johnson

Minnesota·CRD #7903208
IA Rep

Investment Adviser Rep at INTEGRITY ADVISORY SOLUTIONS

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
AJ

Adam Johnson Hewat

Maryland·CRD #6226133
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AJ

Adam Johnston Curry

Louisiana·CRD #5144075
Dual-registered

Dual-registered at AVANTAX PLANNING PARTNERS, INC.

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
AJ

Adam Jon Moeller

Colorado·CRD #4809101
Dual-registered

Dual-registered at ENCOMPASS MORE ASSET MANAGEMENT LLC

Experience
17 yrs
States
1
Exams
2
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Subscription
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 26 | AdvisorFinder