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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AL

Archester L Neil

Florida·CRD #1331150
IA Rep

Investment Adviser Rep at CALTON & ASSOCIATES, INC.

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
AF

Arch F Hoffman

Arizona·CRD #5528925
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
18 yrs
States
26
Exams
4
Since
2008
Est. fee
AUM / Flat Fee
View profile
AA

Archibald Adam Walker

Arizona·CRD #1235949
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
34
Exams
4
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
AH

Archibald Hardy

South Carolina·CRD #5111420
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
19 yrs
States
1
Exams
1
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AL

Archibald Leonard

Alabama·CRD #5421611
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
33
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Archie Jay Morris III

Alabama·CRD #1037933
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
States
45
Exams
10
Since
1982
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Archie Jay Morris IV

Alabama·CRD #6342638
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
37
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Archie J Legrone

Alabama·CRD #5884351
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
26
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Archie Lee Thompson

Florida·CRD #4425686
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
19 yrs
States
8
Exams
5
Since
2007
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
AR

Archie Ray Megginson

Arizona·CRD #1479442
IA Rep

Investment Adviser Rep at FINANCIAL SECURITY ADVISORY INC

Experience
36 yrs
States
18
Exams
6
Since
1990
Est. fee
AUM / Hourly
View profile
AP

Ardal Powell

Illinois·CRD #6724330
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
10 yrs
States
5
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
AB

Arden Brandon Godshall

Alabama·CRD #7520135
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
53
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AT

Arden Thomas Widmann

Alabama·CRD #1891122
Dual-registered

Dual-registered at WIDMANN FINANCIAL SERVICES

Experience
38 yrs
States
27
Exams
5
Since
1988
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
AH

Ardian Hasko

New Hampshire·CRD #6051577
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
14 yrs
States
3
Exams
4
Since
2012
Fee
AUM / Hourly / Flat Fee
View profile
AC

Arealous Clayton Earthman

California·CRD #1539918
Dual-registered

Dual-registered at WEALTH ASSET MANAGERS

Experience
39 yrs
States
8
Exams
4
Since
1987
Fee
AUM
Minimum
$5k
View profile
AK

Areeb Khan

Connecticut·CRD #8234879
IA Rep

Investment Adviser Rep at WILKINS INVESTMENT COUNSEL, INC

States
4
Since
2026
Fee
AUM
View profile
AD

Arek D Puzia

California·CRD #5706618
IA Rep

Investment Adviser Rep at PATHWISE

Experience
13 yrs
States
1
Exams
3
Since
2013
Fee
AUM / Flat Fee
View profile
AF

Aren Faruq

Arizona·CRD #4420444
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
28
Exams
6
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AD

Aretha Dawn Ryan

Alaska·CRD #4939787
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
21 yrs
States
12
Exams
5
Since
2005
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
AA

Arezu Ajodani

Arizona·CRD #7092310
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
26
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Argenis Biscardi Melendez

California·CRD #7213202
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
6 yrs
States
12
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AC

Argiris Christ Kantzavelos

Illinois·CRD #4673921
IA Rep

Investment Adviser Rep at WILLIAM BLAIR & COMPANY L.L.C.

Experience
20 yrs
States
1
Exams
2
Since
2006
Est. fee
AUM / Flat Fee
View profile
AK

Aria Khalili

California·CRD #3185148
Dual-registered

Dual-registered at PARIAX PRIVATE WEALTH MANAGEMENT

Experience
29 yrs
States
1
Exams
3
Since
1997
Est. fee
AUM
Minimum
$1.0M
View profile
AC

Ariana Campos

Arizona·CRD #7060594
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
7
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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