AdFi
AL

Archester L Neil

Investment Adviser Representative at CALTON & ASSOCIATES, INC.

Jacksonville, FLCRD #1331150Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Archester L. Neil has worked in the securities industry since 1987. They are registered to provide investment advisory services in Florida and Georgia.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
FloridaGeorgia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/3/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 5/12/2016
SIE
Securities Industry Essentials Examination
Passed 10/17/2017
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/14/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.026
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Calton & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CALTON & ASSOCIATES, INC.Current
4/21/2022Jacksonville, FL
CALTON & ASSOCIATES, INC.Current
4/18/2022Jacksonville, FL
SAGEPOINT FINANCIAL, INC.
3/7/201912/3/2021Jacksonville Beach, FL
PRUDENTIAL FINANCIAL PLANNING SERVICES
4/28/201710/17/2017Jacksonville, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Archester L Neil has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.