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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AJ

Adam Jon Suwyn

Michigan·CRD #6531575
IA Rep

Investment Adviser Rep at JVL WEALTH STRATEGIES

Experience
4 yrs
States
1
Exams
1
Since
2022
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Adam Joseph Baczkiewicz

Michigan·CRD #8000923
IA Rep

Investment Adviser Rep at NEWEDGE ADVISORS

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Adam Joseph Belusko

Oklahoma·CRD #6481294
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AJ

Adam Joseph Galler

Minnesota·CRD #7734383
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AJ

Adam Joseph Leone

New Jersey·CRD #5653720
IA Rep

Investment Adviser Rep at MODERA WEALTH MANAGEMENT, LLC

Experience
17 yrs
States
1
Since
2009
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Adam Joseph Melom

North Dakota·CRD #6614767
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
AJ

Adam Joseph Recker

Texas·CRD #5809418
IA Rep

Investment Adviser Rep at THE MATHER GROUP, LLC

Experience
9 yrs
States
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
View profile
AJ

Adam Joseph Roberts

California·CRD #6988854
Dual-registered

Dual-registered at POTENTIA WEALTH

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
View profile
AJ

Adam Joseph Sheldon

Florida·CRD #6613175
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
AJ

Adam Joseph Skach

Oregon·CRD #5814535
IA Rep

Investment Adviser Rep at STANCORP INVESTMENT ADVISERS, INC.

Experience
15 yrs
States
1
Exams
4
Since
2011
Fee
AUM / Flat Fee / Other
View profile
AJ

Adam Joseph Troendle

Minnesota·CRD #7139987
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
7 yrs
States
2
Exams
3
Since
2019
Fee
AUM / Hourly / Flat Fee / Other
View profile
AJ

Adam Joseph Wass

California·CRD #1586317
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
34 yrs
States
2
Exams
7
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AJ

Adam Joshua Desimone

Maryland·CRD #6862266
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Adam J Pignatti

North Carolina·CRD #7332557
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
2
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
AJ

Adam J Rang

Iowa·CRD #7340338
Dual-registered

Dual-registered at AVANTAX PLANNING PARTNERS, INC.

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
AJ

Adam J Rutstein

Colorado·CRD #4621152
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Other
View profile
AJ

Adam J Searle

Texas·CRD #5821497
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Adam J Snider

Tennessee·CRD #5996599
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Adam Justin Powell

Virginia·CRD #2927135
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
1
Exams
6
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AJ

Adam J Ward

Florida·CRD #5539097
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
3
Exams
4
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Adam Kanter

North Carolina·CRD #7991656
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Adam Karim Ayouch

New York·CRD #6505675
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
AK

Adam K Carter

Texas·CRD #7166174
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Adam Keeler Jones

Utah·CRD #5485098
Dual-registered

Dual-registered at DRIVE WEALTH ADVISERS

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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