AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AW

Artur Wieczorek

Arizona·CRD #6781006
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
12
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
AT

Aruna Tummala

Arkansas·CRD #7543902
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
7
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Arun K Bharath

California·CRD #7420300
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
4 yrs
States
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AK

Arun Kumar Sharma

Arizona·CRD #8036383
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
9
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Arun Manjunath Nanjappa

Alabama·CRD #5203986
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
20 yrs
States
53
Exams
4
Since
2006
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
AS

Arun Soorakulanthakan

Alaska·CRD #7067595
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
19
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AS

Arun Suri

Illinois·CRD #2215257
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
34 yrs
States
5
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AD

Arushee Divyakirti

Arizona·CRD #6285724
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
16
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Aruzhan Ablyazova

Virginia·CRD #8194113
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
AE

Arville Edward Cline

Florida·CRD #6195985
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
13 yrs
States
7
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AK

Arvind K. Sood

California·CRD #4257915
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
26 yrs
States
6
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
AR

Arvin Reyes

Alabama·CRD #4824698
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
20 yrs
States
53
Exams
6
Since
2006
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
AL

Arwen Lowbridge

Massachusetts·CRD #6426874
Dual-registered

Dual-registered at BRIGHT ADVISORS

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
AM

Aryana Marie Mender

Arizona·CRD #7872028
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
3
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Aryan Manchanda

California·CRD #7148919
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AP

Aryn Patrice Sands

Nevada·CRD #2885607
Dual-registered

Dual-registered at GK WEALTH MANAGEMENT LLC

Experience
27 yrs
States
1
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
AS

Arynton Senna Hardy

California·CRD #6284126
Dual-registered

Dual-registered at SAVVY

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
AA

Asa Aldridge

Alabama·CRD #7543908
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
53
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Asagai Brevil

Alaska·CRD #7445271
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
33
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Asa J Lakeman

Alaska·CRD #4660730
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
29
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AJ

Asa Joseph Robinson Crow

Texas·CRD #7983146
IA Rep

Investment Adviser Rep at ST. JAMES INVESTMENT COMPANY, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM
Minimum
$100k
View profile
AL

Asa Lee Savage

Alaska·CRD #2865878
Dual-registered

Dual-registered at AEGIS CAPITAL CORP.

Experience
29 yrs
States
11
Exams
5
Since
1997
Est. fee
AUM / Hourly
View profile
AW

Asa Wesley Graves VI

Virginia·CRD #227783
IA Rep

Investment Adviser Rep at GRAVES LIGHT LENHART

Experience
58 yrs
States
1
Exams
7
Since
1968
Fee
AUM
Minimum
$2.5M
View profile
AW

Asa Wesley Graves VII

Virginia·CRD #2173587
Dual-registered

Dual-registered at GRAVES LIGHT LENHART

Experience
32 yrs
States
1
Exams
4
Since
1994
Fee
AUM
Minimum
$2.5M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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