AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AJ

Asefa Joseph Wetzel

Maryland·CRD #7558964
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
4
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
AA

Asha Amberslie

Alabama·CRD #7566962
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
53
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Asha Jain

Arizona·CRD #1659254
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
39 yrs
States
7
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
AK

Ashar Khan Mohamed Khan

Arizona·CRD #8126343
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
12
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AS

Asha Shetty

Texas·CRD #7243601
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Other
View profile
AD

Ashby D Dawson

Texas·CRD #4761872
Dual-registered

Dual-registered at KINGSVIEW WEALTH MANAGEMENT, LLC

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AM

Ashby McLeod

Alabama·CRD #7173801
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
53
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
AS

Ashby Simmons

Florida·CRD #7263509
Dual-registered

Dual-registered at FIRST CITIZENS ASSET MANAGEMENT, INC

Experience
6 yrs
States
9
Exams
5
Since
2020
Fee
AUM
View profile
AD

Asher Delisle

Arkansas·CRD #7888391
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
7
Exams
4
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AF

Asher Furst

Alabama·CRD #8067771
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
53
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Asher Jonathan Lamoureux Booz

New York·CRD #6673456
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AK

Asher Konigsberg

N/A·CRD #7359372
IA Rep

Investment Adviser Rep at 5C CAPITAL MANAGEMENT, LLC

Experience
5 yrs
Exams
1
Since
2021
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
AM

Asher Manhard

Minnesota·CRD #7864791
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Ashesh J Shah

District Of Columbia·CRD #4265739
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
25 yrs
States
5
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
AI

Ashif Iqbal

California·CRD #7170693
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
16
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AD

Ashish D. Mathur

Arizona·CRD #4226766
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
34
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Ashish Jitendra Shah

California·CRD #3102697
Dual-registered

Dual-registered at SYON CAPITAL LLC

Experience
6 yrs
States
1
Exams
2
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
AK

Ashish Khanna

Texas·CRD #3228546
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AK

Ashish K Patel

California·CRD #5108579
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
22
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AM

Ashishkumar Mansukhlal Sanghavi

Connecticut·CRD #7559086
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
13
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Ashish Kumar Mishra

Ohio·CRD #7063212
IA Rep

Investment Adviser Rep at BOYD WATTERSON ASSET MANAGEMENT, LLC

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Flat Fee / Performance-based
View profile
AP

Ashish Paresh Patel

California·CRD #7251735
Dual-registered

Dual-registered at LIDO

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
AP

Ashish Philip Mathews

New Jersey·CRD #5710772
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
4
Exams
6
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AS

Ashish Sharma

New Jersey·CRD #6543184
IA Rep

Investment Adviser Rep at DGS CAPITAL MANAGEMENT

Experience
4 yrs
States
1
Since
2022
Est. fee
AUM
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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