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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AL

Assumpta L Kiang

Alaska·CRD #849761
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
48 yrs
States
40
Exams
4
Since
1978
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Asteway James Adams

California·CRD #7624030
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
17
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Astha Agrawal

Alabama·CRD #4998343
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
53
Exams
5
Since
2005
Est. fee
AUM / Commission / Flat Fee
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AA

Astrid Amaranta Arias Ruiz

Florida·CRD #4639397
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
15 yrs
States
3
Exams
3
Since
2011
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
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AE

Astute Evans

North Carolina·CRD #6351166
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
11 yrs
States
4
Exams
5
Since
2015
Est. fee
AUM / Hourly / Flat Fee
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AT

Atarius T Collier

Florida·CRD #7646554
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
2 yrs
States
5
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AS

Atealem Satia Ford

California·CRD #7020933
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
17
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Atenas J Martinez

California·CRD #7430218
IA Rep

Investment Adviser Rep at TRILOGY CAPITAL, INC.

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AT

Atencio Taylor Martin

Maine·CRD #7709709
IA Rep

Investment Adviser Rep at INTEGRITY FINANCIAL ADVISORS, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Other
Minimum
$5.0M
View profile
AJ

Atesha Jeanette Barnes Nelson

Arizona·CRD #5487548
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
20
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AF

Athanasia Frangos Smith

Arizona·CRD #4290598
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
29
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AG

Athanasios George Liapis

Alabama·CRD #4197034
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
42
Exams
4
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Athanasios Kolefas

N/A·CRD #4201141
IA Rep

Investment Adviser Rep at MODERA WEALTH MANAGEMENT, LLC

Experience
4 yrs
Exams
1
Since
2022
Fee
AUM / Hourly / Flat Fee
View profile
AT

Athanasios Tsirukis

Pennsylvania·CRD #7704625
IA Rep

Investment Adviser Rep at ALMANACK INVESTMENT PARTNERS

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$100k
View profile
AP

Athanassios Panagiotakopoulos

Arizona·CRD #5774816
Dual-registered

Dual-registered at DYNAMIC

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AP

Athan Peter Vorilas

Alabama·CRD #1747182
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
49
Exams
8
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AJ

Athena Johnson Felhandler

Arizona·CRD #4823419
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
22 yrs
States
7
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
AW

Athena Webster

California·CRD #6355836
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
9 yrs
States
6
Exams
5
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
AN

Ather Naqi

Alabama·CRD #6680942
Dual-registered

Dual-registered at ALLY INVEST ADVISORS

Experience
9 yrs
States
52
Exams
3
Since
2017
Fee
AUM
Minimum
$100k
View profile
AD

Athol David Cochrane

District Of Columbia·CRD #1945108
Dual-registered

Dual-registered at PALLAS CAPITAL ADVISORS, LLC

Experience
37 yrs
States
7
Exams
6
Since
1989
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Athol Joe Bias

Arizona·CRD #2858376
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
29 yrs
States
13
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AA

Atif Ahmad

New York·CRD #7241710
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
AY

Atomman Young Soo Kimm

Florida·CRD #6869598
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
5
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
AZ

Atsuko Zapata-Ninomiya

California·CRD #7831384
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
6
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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