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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AP

Atta Panyin Young

California·CRD #7288601
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
5 yrs
States
10
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
AL

Attar Leve Chalif

Connecticut·CRD #7479852
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
3 yrs
States
7
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
AF

Atticus Finch Roddick

California·CRD #7963749
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AT

Attila T Vari

Alabama·CRD #1534120
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
23
Exams
5
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
AD

Attor D Kludze

District Of Columbia·CRD #5297158
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Atul Kumar Bhatia

Florida·CRD #2974003
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
16 yrs
States
2
Exams
6
Since
2010
Est. fee
AUM / Flat Fee
View profile
AM

Atul Makharia

Alabama·CRD #5070762
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
21 yrs
States
11
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AB

Aubrey B Coleman

Alaska·CRD #4855138
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
22 yrs
States
12
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
AB

Aubrey B Mangrum

Florida·CRD #7667775
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
8
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Aubrey Currington

Arkansas·CRD #5954933
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
13
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
AE

Aubrey E Edgington

Alabama·CRD #7199175
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
53
Exams
5
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AF

Aubrey Ford

Tennessee·CRD #7673935
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AH

Aubrey Hix Carlisle

Alabama·CRD #5306801
Dual-registered

Dual-registered at GUIDESTONE ADVISORS

Experience
18 yrs
States
51
Exams
5
Since
2008
Est. fee
AUM / Flat Fee
View profile
AH

Aubrey Hyde Ramey

Ohio·CRD #2654052
Dual-registered

Dual-registered at CX INSTITUTIONAL, LLC

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Flat Fee
Minimum
$5k
View profile
AM

Aubrey Martin Sharfman

Arizona·CRD #1777650
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
34
Exams
6
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Aubrey Maureen-Greco Kubik

Alabama·CRD #7079838
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
7 yrs
States
36
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
View profile
AH

Aubreymonette Hiwatig Padilla

New York·CRD #7698322
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
3 yrs
States
1
Exams
5
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Aubrie May Church

Arizona·CRD #6883596
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
38
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Aubry John Taylor

Texas·CRD #6440763
IA Rep

Investment Adviser Rep at TDC CAPITAL ADVISORS, INC.

Experience
11 yrs
States
1
Exams
1
Since
2015
Fee
AUM
View profile
AB

Audra Bailey Wilcox

Arkansas·CRD #7951139
IA Rep

Investment Adviser Rep at INTEGRITY ADVISORY SOLUTIONS

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
AE

Audra E Almeida

North Carolina·CRD #2036539
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
1
Exams
7
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Audra Lynn Masche

Arizona·CRD #4261180
Dual-registered

Dual-registered at ONE CAPITAL MANAGEMENT, LLC

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Subscription
Minimum
$500k
View profile
AS

Audra S Kerr

Alabama·CRD #5137695
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
19 yrs
States
41
Exams
3
Since
2007
Est. fee
AUM / Flat Fee
View profile
AW

Audra Webb Lubawski

Connecticut·CRD #3223376
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
27 yrs
States
12
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 273 | AdvisorFinder